When we believe broker negligence or fraud has injured our clients, we bring the claims in the appropriate legal forums. Depending on the type of case, we file claims in FINRA arbitration or in state or federal court. Whether the case involves a single person or an entire class of people, we fight to defend the rights of investors around the country. We are one of the few law firms in the country equipped to handle complex FINRA arbitration claims, and have earned accolades for our sophisticated and proactive approach to these cases. Firm founder Richard S. Frankowski has written and spoken extensively on FINRA arbitration and on investor rights. His books have been used in law schools and investor education seminars around the country to educate law students and consumers on securities arbitration. The Practitioner’s Guide to Securities Arbitration and The Investor’s Guide to Securities Arbitration are resources that can help guide lawyers and consumers through the maze of complex securities arbitrations.

We have a detailed understanding of state and federal securities laws that govern court cases as well as the procedural rules that govern FINRA arbitration. We are committed to fighting for investors’ rights and against the greed, misconduct, and lax oversight that has caused so much financial harm to investors around the country.

We do not spread ourselves too thin by accepting every case that we review. Instead, we closely review the facts and circumstances surrounding your claim to make sure that we will be able to provide you with an understanding of your legal claims before we ever file a case. If we don’t think we will win your case, we will let you know and we will explain our rationale for not accepting it. We commit time and resources to make sure that our clients get the best representation possible and the specialized care each case requires.

Our reputation is our most valuable asset. If we don’t prove our excellence to every client throughout our relationship with them, we will lose our reputation and our success as a firm dedicated to investor protection. Most of our new clients come from former clients that recommend us to their friends and family. We work hard to make sure every client gets the individualized attention that their case deserves and that at the end of every client’s case, the client feels that we did everything in our power to achieve a successful resolution.