Atlanta Archives - FrankowskiFirm Blog Posts

Lawsuit Alleges Fiduciary Breach Under ERISA

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A class-action lawsuit was filed last week alleging breach of fiduciary duty resulting from excessive record-keeping […]

by Richard FrankowskiPress Releases & NewsDecember 28 2015 Hedge Fund Manager Acquitted Of Inside Trading

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A federal jury in Atlanta acquitted Steven E. Slawson, a New Jersey hedge fund manager, who […]

by Richard FrankowskiPress Releases & NewsAugust 20 2015 FSC Securities To Pay $1.28M In Ponzi Case

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FSC Securities will pay a $1.28 million arbitration award to investors who were defrauded by Aubrey […]

by Richard FrankowskiBroker Check, FINRA, Fraud, Press Releases & NewsAugust 17 2015 SEC Charges Atlanta Firm With Fraud Over Public Pension Funds

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The SEC filed fraud charges against an Atlanta-based investment firm and two of its executives for […]

by Richard FrankowskiPress Releases & News, SECMay 22 2015 Former Georgia Attorney Pleads Guilty To Securities Violations

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Hendrickx Toussaint, a former attorney from Atlanta, Georgia, has pleaded guilty in Madison County, Alabama Circuit […]

by Richard FrankowskiPress Releases & NewsApril 17 2015