Richard Frankowski Blog Posts

Bugatti-Driving 26-Year-Old Linked To Penny-Stock Website

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For a number of years, many had wondered who operated one of the biggest penny-stock websites, […]

by Richard FrankowskiPress Releases & NewsApril 1 2014 Bank Of America To Pay $9.3 Billion To Settle Mortgage Bond Claims

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Bank of America has agreed to pay $9.3 billion to settle claims with Fannie Mae and […]

by Richard FrankowskiPress Releases & NewsMarch 27 2014 Arbitrator Lies About Being A Lawyer, Booted

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James H. Frank of Santa Barbara, California may have jeopardized the outcomes of almost forty securities […]

by Richard FrankowskiNews & EducationMarch 26 2014 How To File A Claim With FINRA

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In order to begin the arbitration process, a party should file a Statement of Claim with […]

by Richard FrankowskiNews & EducationMarch 26 2014 FINRA Warns Against Leveraged ETFs

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Several brokerage firms have stopped selling leveraged exchange traded funds (ETFs) after the Financial Industry Regulatory […]

by Richard FrankowskiNews & EducationMarch 24 2014 What Is FINRA?

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The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory organization, a non-governmental organization that performs […]

by Richard FrankowskiLegal MattersMarch 17 2014 Jefferies Agrees To Pay $25 million For Mortgage Backed SecuritiesViolations

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The Securities and Exchange Commission has charged global investment bank and brokerage firm Jefferies LLC with […]

by Richard FrankowskiNews & EducationMarch 14 2014 JP Morgan Settles Suit Over Toxic Mortgage Backed Securities for $400 Million

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US banking giant JPMorgan Chase has agreed to pay USD 400 million in a settlement for […]

by Richard FrankowskiNews & EducationMarch 13 2014 RBS reaches $275 million mortgage-backed securities settlement

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On Feb. 19, RBS officials announced that the company had reached a $275 million settlement with […]

by Richard FrankowskiNews & EducationMarch 12 2014 The Commodity Futures Trading Commission Investigating Managed Future Funds

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The Commodity Futures Trading Commission (CFTC) is investigating the sky high fees that are charged to […]

by Richard FrankowskiNews & EducationMarch 11 2014