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Broker Check Blog Posts

Merrill Lynch Broker Reed Smith: Complaint History

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Get the facts on Merrill Lynch, Pierce, Fenner & Smith Broker Reed Smith, including his complaint history, services, and what clients should watch for.

by Broker CheckNovember 17 2025 Merrill Lynch broker Reed Smith in an office, facing scrutiny over his customer complaint history. What to Know About Stifel Broker Michelle Stebbins

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Get the facts on Stifel, Nicolaus & Company, Inc. Broker Michelle Stebbins, including her background, services, recent complaints, and tips for investors.

by Broker CheckNovember 12 2025 Stifel broker Michelle Stebbins facing investor complaints and supervisory failures. Investor Alert: Wells Fargo Broker Jamie Estrada

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Learn about Wells Fargo Advisors Financial Network, LLC Broker Jamie Estrada, his background, customer complaints, and what to do if you spot red flags.

by Broker CheckNovember 11 2025 Investor alert regarding Wells Fargo Advisors broker Jamie Estrada and customer complaints. Investigating LPL Financial LLC Broker Brian Lesley

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Get the facts on LPL Financial LLC Broker Brian Lesley, including his background, services, and recent customer complaints to help you make informed decisions.

by Broker CheckNovember 10 2025 Reviewing the FINRA record and complaints against LPL Financial broker Brian Lesley. LPL Financial and Paul Vanacek: What Investors Should Know

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Get the facts on LPL Financial and Paul Vanacek, including customer complaints, advisor responsibilities, and steps to protect your investments.

by Broker CheckNovember 6 2025 A person with a magnifying glass investigating the investor complaints against Paul Vanacek and LPL Financial. JP Morgan Chase Bank Fires Devi Hariprasad (CRD# 6101299): Understanding the Impact

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JP Morgan Chase Bank Fires Devi Hariprasad (CRD# 6101299) for policy violations. Learn what this means for investors and how to protect your accounts.

by Broker CheckSeptember 22 2025 Empty desk at JP Morgan Chase Bank. LPL Broker Kenneth South (CRD# 1387390): Investor Allegations & Disputes

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Learn about investor allegations and disputes involving LPL Financial Broker Kenneth South (CRD# 1387390), including claims of unsuitable investments and fees.

by Broker CheckSeptember 15 2025 Stressed investor reviews financial documents. Edward Jones Broker Joshua Marino (CRD# 6141373): Investor Guide

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Get the facts on Edward Jones Broker Joshua Marino (CRD# 6141373), his services, credentials, and what investors should know before working together.

by Broker CheckSeptember 12 2025 Financial advisor's desk with laptop, notebook, and glasses. UBS Broker Antonio Oliveira (CRD# 3043453): What Investors Should Know

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Get the facts on UBS Broker Antonio Oliveira (CRD# 3043453), including his background, services, disclosures, and steps to protect your investments.

by Broker CheckSeptember 10 2025 UBS Broker Antonio Oliveira (CRD# 3043453) review: Financial documents, pen, and smartphone. Wells Fargo Broker Wilson Kwok: Investor Allegations & Disputes

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Learn about investor allegations and disputes involving Wells Frgo Clearing Services, LLC Broker Wilson Kwok, including claims of unsuitable investment advice.

by Broker CheckSeptember 8 2025 Unbalanced scales, coins, and tangled string.