FINRA January 2017 Disciplinary Actions
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FDA Official And Hedge Fund Managers Charged In Securities Scheme
According to federal prosecutors, two hedge fund managers–Sanjay Valvani and Christopher Plaford– conspired with a former U.S. Food and Drug Administration official–George Johnston, who had access to insider information on the fate of generic drug candidates–to profit by committing securities fraud. While employed as Visium Asset Management hedge fund managers, Valvani and Plaford executed stock […]