Georgia Blog Posts

FINRA January 2017 Disciplinary Actions

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by Richard FrankowskiBroker Check, FINRA, Fraud, Legal Matters, Press Releases & News, SECJanuary 24 2017 Leavitt Sanders’ Clients May Have Legal Rights

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The Frankowski Firm, LLC has filed several lawsuits alleging that Leavitt Sanders and the entities he […]

by The Frankowski FirmBroker Check, FINRA, Fraud, Press Releases & NewsMay 17 2016 Banker Who Faked His Own Death Barred From Securities Industry

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The SEC has barred from the securities industry Aubrey Lee Price, an imprisoned former Georgia investment […]

by Richard FrankowskiFraud, Press Releases & News, SECJanuary 15 2016 Hedge Fund Manager Acquitted Of Inside Trading

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A federal jury in Atlanta acquitted Steven E. Slawson, a New Jersey hedge fund manager, who […]

by Richard FrankowskiPress Releases & NewsAugust 20 2015 FSC Securities To Pay $1.28M In Ponzi Case

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FSC Securities will pay a $1.28 million arbitration award to investors who were defrauded by Aubrey […]

by Richard FrankowskiBroker Check, FINRA, Fraud, Press Releases & NewsAugust 17 2015 Former Georgia Attorney Pleads Guilty To Securities Violations

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Hendrickx Toussaint, a former attorney from Atlanta, Georgia, has pleaded guilty in Madison County, Alabama Circuit […]

by Richard FrankowskiPress Releases & NewsApril 17 2015