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Enhancing Investor Protection: The SEC’s New Public Service Campaign

The recent announcement by the Securities and Exchange Commission (SEC) regarding its new public service campaign emphasizes a pivotal initiative in bolstering investor protection across the financial landscape. This campaign, aimed at educating and empowering investors, reflects a proactive approach by regulatory authorities to mitigate risks associated with securities investments. As securities fraud attorneys and investment fraud lawyers, we recognize the significance of initiatives like this campaign. Investor protection lies at the heart of our profession, and efforts to enhance public awareness about financial scams and fraudulent schemes are commendable. The SEC's campaign is designed to educate investors about common tactics used by fraudsters, emphasizing the importance of due diligence and skepticism when approached with investment opportunities. The role of an investment fraud attorney or law firm extends beyond legal representation; it encompasses advocacy for fair and transparent financial markets. By highlighting the campaign's focus on investor education, the SEC aims to equip individuals with the knowledge and tools necessary [...]

By |July 8th, 2024|Blog|
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SEC Charges JAG Capital Advisors and Founder with Investment Fraud

In recent news, the Securities and Exchange Commission (SEC) has brought forth charges against JAG Capital Advisors and its founder, Joshua Goltry, alleging they defrauded investors. This development highlights ongoing concerns in the investment community about fraudulent activities that can harm investors and create mistrust in financial markets. According to the SEC's press release, JAG Capital Advisors and Goltry allegedly engaged in a scheme where they misled investors about the performance and management of their investment funds. The SEC claims that false and misleading statements were made regarding the fund's performance numbers, as well as the strategy employed to achieve those results. Such alleged misconduct, if proven, not only violates regulatory standards but also breaches the trust that investors place in financial professionals to act with integrity and transparency. Cases like this highlight the critical role of regulatory bodies like the SEC in maintaining market integrity and protecting investors. The SEC's enforcement actions are designed not only to punish wrongdoing [...]

By |July 5th, 2024|Blog|
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Disclaimer: Mr. Frankowski is licensed in Alabama,Florida and Texas. He is not licensed in any other state including Nevada and California. Mr. Frankowski has represented investors from all over the country in securities cases including: Alabama, California, Colorado, Florida, Georgia, Illinois, Kentucky, Louisiana, Mississippi, Nevada, New Mexico New York, North Carolina, Tennessee, Texas.