Title: The Arbitration Process: From Filing to Award
As investors, we put our trust in financial advisors and brokers to guide us through the complex world of investments. However, when that trust is betrayed through fraud or misconduct, seeking justice can be a daunting task. This is where the expertise of investment loss attorneys comes into play, especially when it comes to navigating the arbitration process.
At The Frankowski Firm, our founding partner Richard Frankowski and our team of investment fraud lawyers are dedicated to holding wrongdoers in the financial industry accountable for their actions. With over two decades of experience, we have successfully represented both individual and institutional investors, and have a deep understanding of state and federal securities laws and the rules set forth by the Financial Industry Regulatory Authority (FINRA).
The arbitration process can be complex and overwhelming for those who have been the victims of broker fraud or misconduct. Understanding the steps involved in arbitration, from filing to award, can help you navigate this process with confidence.
1. Filing a Claim: The first step in the arbitration process is filing a claim with FINRA. This involves submitting a Statement of Claim, detailing the allegations of fraud or misconduct, along with any supporting documentation.
2. Selection of Arbitrators: Once a claim is filed, a panel of arbitrators is selected to hear the case. These arbitrators are neutral individuals who will review the evidence presented and make a decision based on the merits of the case.
3. Pre-Hearing Procedures: Prior to the arbitration hearing, there are various pre-hearing procedures that take place, including discovery, where both parties exchange relevant information and documents.
4. The Arbitration Hearing: The arbitration hearing is where both parties present their case to the arbitrators. This is a critical stage in the process, and having experienced legal representation is essential to effectively advocate for your rights.
5. The Award: After the arbitration hearing, the panel of arbitrators will render a decision, known as the award. This decision is legally binding and can include financial compensation for the victim of fraud or misconduct.
At The Frankowski Firm, we have a proven track record of helping our clients obtain large awards for financial injustice through the arbitration process. Our dedicated team of investment fraud attorneys is committed to guiding clients through every step of the arbitration process, from filing the initial claim to securing a favorable award.
If you believe you have been the victim of broker fraud or misconduct, don’t hesitate to contact us today. We are here to fight for your rights and help you seek the justice and compensation you deserve. Our experience and expertise in securities arbitration make us the firm of choice for those who have suffered investment losses due to fraud or misconduct.
Remember, you don’t have to navigate the arbitration process alone. Let The Frankowski Firm be your advocate and guide as you seek accountability and justice in the complex world of investment fraud.
