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Investing your hard-earned money should be a path to financial growth, not a road to ruin. However, the unfortunate reality is that Birmingham stockbroker negligence lawyers exist, and it can threaten your financial security. If you suspect any wrongdoing with your investments, swift action is essential to protect yourself and your assets. Here’s what you need to know and do if you find yourself in this situation.
If you have been misled or scammed by the negligence or fraudulent behavior of a stockbroker or investment firm, The Frankowski Firm is prepared to fight for you. Our team of skilled San Francisco broker negligence attorneys has an extensive record of obtaining justice for investors. To schedule an appointment, complete our contact form or call our San Francisco office at 888-741-7503.
Skilled counsel for victims of broker negligence and securities fraud
You worked hard for your money; you deserve to have it work hard for you through your investments. For most people, a knowledgeable advisor is key when it comes to investing, and they trust their brokers to put their interests first. When brokers, advisors and investment firms fail to protect their clients, either through an act of negligence or fraudulent activity, they can be held liable for their clients’ losses.
At The Frankowski Firm, we work to help people who have suffered significant financial losses because of broker negligence and fraud. Our Washington, DC investment fraud attorneys provide comprehensive counsel to clients on a variety of investment issues and concerns. We are experienced litigators and FINRA arbitration attorneys, equipped to handle the types of complex claims that other firms may not be able to pursue on your behalf.
Dealing with substantial financial losses can be overwhelming. Choosing the right attorney to represent you in arbitration or litigation can make all the difference. The Frankowski Firm represents Washington, DC investors who have suffered a loss because of negligent brokers and advisors. To learn more about our services, or to schedule a consultation, we invite you to call 888.741.7503, or to fill out our contact form.
Arbitration is a form of alternative dispute resolution that aims to resolve complaints in a timelier, and less costly, manner. There are very few FINRA arbitration attorneys in Washington, DC who represent investors against brokers and firms who harmed them. The Frankowski Firm earned a reputation throughout the country for our commitment to upholding investors’ rights and for offering ethical and comprehensive counsel on behalf of our clients.
Whether you are bound by contract or choose FINRA arbitration to settle your dispute, you should be aware that arbitration differs from litigation in myriad ways. The evidentiary system is unique, as is the collection of evidence and testimony. Furthermore, FINRA decisions are final: there is often no recourse to appeal a decision as the circumstances under which such actions are allowed are very rare.
Our experienced Washington, DC FINRA arbitration lawyers know that you only have one real chance to get it right. We have an enviable track record of successful securities arbitration decisions, built on a solid foundation of skill and experience.
All investors know that their portfolios will be affected by market fluctuations. There are certain red flags, however, that you may notice over time, like excessive trading on your account, losses that seem at odds with what you expected, or purchases that appear overly concentrated in one sector or industry. These could be signs that your broker or advisor has breached his or her duty to put your interests first, and engaged in negligent or fraudulent actions
.The Washington, DC investment fraud attorneys of The Frankowski Firm have the skills, resources, and experience to help investors who have been hurt by their brokers and advisors. Some common claims of broker fraud or negligence include:
If a stockbroker does not meet any of the duties listed above, that broker has breached the fiduciary duty owed to that client.
When a broker acts negligently or fraudulently, the investment firm that broker represents is often liable for not having done their due diligence to ensure the broker’s professionalism and compliance with regulations.
No client’s portfolio should have too many of the same type of security, or too many securities in the same industry. If a broker allows a client’s investments to be over concentrated, that broker is liable for negligence.
Brokers may be tempted to steer clients toward investments that are not suitable due to the allure of high commissions. If an investor loses money due to this type of misguidance on the part of the broker, the client has grounds for a securities claim.
We also handle civil claims for securities fraud actions like Ponzi schemes, as well as investment issues arising from buying on margin, variable annuity fraud, and private placement investments.
A broker should only buy and sell investments on an investor’s behalf when it is beneficial for the investor to do so. Churning occurs when brokers buy and sell simply to generate excess commissions.
When brokers and firms trade securities they are not authorized to, they are engaging in fraud.
Some investors are able to file their claims in state or federal court while many others are contractually required to go through arbitration proceedings instead. These claims are typically heard by a Financial Industry Regulatory Authority, or FINRA, panel
If you have experienced investment losses due to broker negligence or fraud, don’t hesitate to reach out to our experienced FINRA arbitration attorneys today for a no-cost consultation. We are dedicated to holding financial wrongdoers accountable and fighting for the maximum compensation on behalf of our clients. Call our Atlanta office at 888-741-7503 or complete our contact form to schedule a consultation. Let us help you seek the justice you deserve.
Stock broker fraud involves dishonest or unethical actions by a broker, such as unauthorized trading, misrepresentation of investment risks, excessive trading for commissions (churning), or recommending unsuitable investments.
If you’ve suffered unexpected losses, noticed transactions you didn’t authorize, or felt pressured into risky investments not aligned with your goals, you may have a valid claim. A Washington, DC stock broker fraud attorney can review your records and provide guidance.
Victims can pursue compensation through FINRA arbitration, mediation, or civil litigation. An experienced attorney will evaluate your case and help you seek recovery for lost funds, fees, and possibly damages.
Yes. Securities fraud claims are subject to strict time limits, often based on when you discovered the misconduct. Acting quickly by consulting a stock broker fraud attorney can help preserve your rights and strengthen your case.
The recoveries, verdicts, favorable outcomes, and testimonials described on this site are not an indication of future results. Every case is different, and regardless of what friends, family, or other individuals may say about what a case is worth, each case must be evaluated on its own facts and circumstances as they apply to the law. The valuation of a case depends on facts, the damages, the jurisdiction, the venue, the witnesses, the parties, and the testimony, among many other factors. No representation is made that the quality of the legal services performed is greater than the quality of the legal services performed by other lawyers.
Disclaimer: Mr. Frankowski is licensed in Alabama,Florida and Texas. He is not licensed in any other state including Nevada and California. Mr. Frankowski has represented investors from all over the country in securities cases including: Alabama, California, Colorado, Florida, Georgia, Illinois, Kentucky, Louisiana, Mississippi, Nevada, New Mexico New York, North Carolina, Tennessee, Texas. No representation is made that the quality of the legal services to be performed is greater than the quality of legal services performed by other lawyers. The hiring of a lawyer is an important decision that should not be based solely upon advertisements. The attorney’s website is not intended to be an advertisement or solicitation.
