dmtas Blog Posts

The Role of a Securities Arbitration Lawyer in Dispute Resolution

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There are two ways of handling investment and financial securities-related disputes. One is litigation and the […]

by dmtas Legal MattersAugust 30 2024

Safeguard Your Finances: The Role of a Stock Broker Fraud Attorney in Financial Fraud Cases

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Unethical and deceitful investment schemes are on the rise, having a weighty impact on the financial […]

by dmtas Legal MattersJuly 30 2024 How Investment Fraud Lawyers Can Help You Recover Losses

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If you have landed on this blog, then unfortunately, you or someone you may know may […]

by dmtas Legal MattersJuly 26 2024 Supervisory failure leads to $500K fine by FINRA: An insight into Oppenheimer & Co. Case

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In a wake up call for broker-dealers, the Financial Industry Regulatory Authority (FINRA) has slapped a […]

by dmtas Blog, FINRA, investment fraud lawyer, Legal MattersJuly 3 2024

Investment News: Next DOL Fiduciary Proposal Generates Opposition Prior to Release

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by dmtas Blog, Fraud, Legal MattersSeptember 20 2023