Richard Frankowski, Author at FrankowskiFirm - Page 33 of 70 Blog Posts

New York Financial Adviser Sentences In Massive Ponzi Scheme

archive.php

Scott Valente, a 58-year-old stock broker from upstate New York, was sentenced in federal court today […]

by Richard FrankowskiFraud, Press Releases & NewsNovember 20 2015 AR Capital Halts Creation Of New Nontraded REITs

archive.php

AR Capital, the massive real estate investment trust sponsor established by Nicholas Schorsch, will cease creating […]

by Richard FrankowskiPress Releases & NewsNovember 17 2015 Cetera Stops Selling AR Capital REITs

archive.php

Cetera Financial Group, which is a network of retail brokerages owned by RCS Capital Corporation, has […]

by Richard FrankowskiPress Releases & NewsNovember 16 2015 History Of Investors Capital Corporation’s Malfeasance

archive.php

Investors Capital Corporation, a dually-registered independent Broker/Dealer and Investment Advisory firm, has a long history of […]

by Richard FrankowskiFINRA, Fraud, Press Releases & NewsNovember 11 2015 NBA Star Sues Former Financial Adviser

archive.php

Future National Basketball Association Hall of Famer Tim Duncan of the San Antonio Spurs has filed […]

by Richard FrankowskiPress Releases & NewsNovember 10 2015 FINRA Issues Investor Alert On IRS Impersonation Scam

archive.php

FINRA issued a new investor alert, called Tools of the Fraud Trade: Phones and Emotions, warning investors […]

by Richard FrankowskiFINRA, Fraud, Press Releases & NewsNovember 9 2015 FINRA Wants ‘Significant Fine’ From MetLife For Variable Annuity Sales

archive.php

MetLife Inc., the biggest life insurer in the country, said that FINRA will seek a “significant […]

by Richard FrankowskiFINRA, Press Releases & NewsNovember 6 2015 FINRA Interested In Disciplining, Not Punishing

archive.php

FINRA emphasized that the regulatory authority’s first goal is the “blocking and tackling” of enforcing its […]

by Richard FrankowskiFINRA, Press Releases & NewsNovember 5 2015 California Man Indicted For Defrauding Alabama Investor

archive.php

Daniel Scott Register of Valencia, California was indicted in Calhoun County, Alabama on charges of defrauding […]

by Richard FrankowskiFraud, Press Releases & NewsNovember 2 2015 Texas Man Sentenced For Selling Unregistered Securities To Alabama Investor

archive.php

Richard Waskom of McKinney, Texas pleaded guilty to one count of Sale of Unregistered Securities before […]

by Richard FrankowskiPress Releases & NewsOctober 30 2015