Richard Frankowski, Author at FrankowskiFirm - Page 58 of 70 Blog Posts

SEC Charges San Diego Investment Adviser

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Last week, the SEC filed charges against a San Diego investment advisory firm called Total Wealth […]

by Richard FrankowskiPress Releases & NewsApril 21 2014 Agent Sentenced To Five Years In Southern California For Ponzi Scheme

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National and State Resources Run a FINRA check on your broker or brokerage firm by clicking FINRA […]

by Richard FrankowskiPress Releases & NewsApril 18 2014 Ruling Upcoming On Fiduciary Duty For Brokers

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Should brokers be required to act in the best interest of their clients when providing personalized […]

by Richard FrankowskiPress Releases & NewsApril 16 2014 Bitcoin Entrepreneurs Urge For More Regulation

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Last month, the IRS declared that it would consider bitcoins as property and not currency for […]

by Richard FrankowskiLegal MattersApril 15 2014 According To The SEC, More Than 200 Private-Equity Firms Have Imposed Bogus Fees

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The SEC has announced that over half of the private-equity firms it has investigated have charged […]

by Richard FrankowskiPress Releases & NewsApril 14 2014 Statute Of Limitations Extended For Securities Fraud Cases In Alabama

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On Tuesday, the Governor of Alabama, Robert Bentley, signed legislation extending the statute of limitations for […]

by Richard FrankowskiPress Releases & NewsApril 10 2014 FINRA Begins Retrospective Rule Review

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FINRA issued two new Regulatory Notices recently in order to review rules on an ongoing basis. […]

by Richard FrankowskiNews & EducationApril 9 2014 What Is Bitcoin?

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Digital currencies, like bitcoin, have become popular as an alternative to cash or more traditional lines […]

by Richard FrankowskiPress Releases & NewsApril 8 2014 News Corp, Murdoch Avoid Lawsuit Over Phone Hacking

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News Corp and its Chairman, Robert Murdoch, avoided a lawsuit last week. U.S. District Judge Paul […]

by Richard FrankowskiPress Releases & NewsApril 7 2014 Dewey Staff’s Guilty Pleas Shine Light On Alleged Fraud

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Recently, more details on an alleged scheme to conceal the actual financial condition of Dewey & […]

by Richard FrankowskiPress Releases & NewsApril 4 2014