Richard Frankowski, Author at FrankowskiFirm - Page 59 of 68 Blog Posts

CFTC Investigates Managed Futures Fees

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In October 2013, Bloomberg.com published an article titled “How Investors Lose 89 Percent of Gains from […]

by Richard FrankowskiPress Releases & NewsDecember 27 2013 Insider Trading at Microsoft

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Civil and criminal charges have been filed against a Microsoft Senior Manager and his friend and […]

by Richard FrankowskiPress Releases & NewsDecember 20 2013 SEC’s 1st Deferred Prosecution of an Individual

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The SEC has used deferred prosecutions before as a way to entice companies charged with SEC […]

by Richard FrankowskiPress Releases & NewsNovember 26 2013 More Former Employees Testify Against Madoff

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According to a Bloomberg.com article, a former banker of Bernie Madoff testified that Madoff was to […]

by Richard FrankowskiPress Releases & NewsNovember 14 2013 Collateral Manager Of CDO Charged With Fraud

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Investment advisory firm, Harding Advisory, LLC, and its owner were charged recently by the SEC for […]

by Richard FrankowskiPress Releases & NewsOctober 24 2013 FDIC Against Proposed Countrywide Settlement

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The FDIC recently advised a U.S. District Court Judge to reject the proposed $500 million class-action […]

by Richard FrankowskiNews & EducationOctober 8 2013 $14 Million Dollar Award Paid to Whistleblower

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Atlanta Investment Fraud Attorneys At The Frankowski Firm, we stand as a beacon of trust and […]

by Richard FrankowskiPress Releases & NewsOctober 1 2013 Woman Charged for Ponzi Scheme Targeting Colombian-Americans

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A recent SEC press release stated that the commission filed a complaint in federal court against […]

by Richard FrankowskiPress Releases & NewsSeptember 30 2013 JPMorgan Chase Admits Fault in SEC Settlement

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The latest news regarding JPMorgan Chase is that the SEC fulfilled their pledge to force them […]

by Richard FrankowskiPress Releases & NewsSeptember 23 2013 SEC Proposes New CEO Disclosure Rule

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A HuffingtonPost.com article reports the SEC is proposing a new, and hotly debated, disclosure rule for […]

by Richard FrankowskiPress Releases & NewsSeptember 18 2013