Birmingham, Alabama
Birmingham Securities Fraud & Investment Loss Attorneys
The Frankowski Firm is based in Birmingham, Alabama. Richard Frankowski is licensed in Alabama and has spent over 20 years recovering investment losses for Alabama investors through FINRA arbitration and litigation.
Serving Alabama Investors
Birmingham's Investment Fraud Law Firm
Birmingham is home to a robust financial services industry — regional offices of Raymond James, Stifel, Edward Jones, and Morgan Stanley all serve Alabama investors from the Magic City. When those brokers breach their duty of care, The Frankowski Firm is here.
Richard Frankowski is a Birmingham-based securities attorney who has represented investors for more than two decades. He co-authored The Practitioner's Guide to Securities Arbitration — a textbook used in law school securities clinics — and has handled hundreds of FINRA arbitration claims on behalf of Alabama investors.
If your broker made unsuitable investment recommendations, churned your account, misrepresented a product, or placed you in an unregistered security, you may be entitled to recover your losses through FINRA arbitration. We work on a contingency fee — no fees unless we win.
Our Office
Richard Frankowski is licensed to practice law in Alabama, Florida, and Texas. He represents investors from all states in FINRA arbitration proceedings.
Get directions →What We Handle
Securities & Investment Fraud Practice Areas
Broker Fraud & Misconduct
Unauthorized trading, churning, misrepresentation, and unsuitable recommendations by brokers at wire houses, regional firms, and independent advisors.
FINRA Arbitration
Most investor disputes go through FINRA arbitration. Richard Frankowski co-authored the leading practitioner guide on the process and has handled hundreds of FINRA cases.
Investment Fraud
Fraudulent investment schemes, promissory note fraud, unregistered securities, and deliberate misrepresentation of investment products.
Ponzi Schemes
Recovery for victims of Ponzi and pyramid schemes. We identify every avenue of recovery, including claims against feeder funds and selling brokers.
Elder Financial Fraud
Seniors are disproportionately targeted by unscrupulous brokers and financial advisors. We aggressively pursue recovery for elderly investors and their families.
SEC Whistleblower Claims
If you have inside information about securities fraud, you may be entitled to a significant award. We guide whistleblowers through the SEC submission process.
Common Questions
Birmingham Securities Fraud — Frequently Asked Questions
Do I need a Birmingham securities fraud attorney or a FINRA arbitration attorney?
Most investor claims against brokers and brokerage firms are resolved through FINRA arbitration — not Alabama state court. Richard Frankowski is both a Birmingham attorney and an experienced FINRA arbitration advocate, so you get local representation and national FINRA experience in one firm.
My broker at Raymond James or Stifel recommended a product that lost most of its value. Do I have a claim?
Possibly. Brokers at firms like Raymond James, Stifel, and Edward Jones have a duty to recommend only suitable investments given your age, income, risk tolerance, and investment objectives. If the recommendation was unsuitable, or if the broker misrepresented the risks, you may have a FINRA arbitration claim.
How long do I have to file an investment fraud claim in Alabama?
FINRA has a six-year eligibility rule running from the date of the event giving rise to the claim. Alabama state law statutes of limitations may be shorter. Do not wait — call us immediately so we can evaluate your claim and protect your rights.
Does The Frankowski Firm handle cases throughout Alabama?
Yes. While our main office is in Birmingham, we represent investors from Huntsville, Montgomery, Mobile, Tuscaloosa, and throughout the state. Richard Frankowski is licensed in Alabama and has handled investment fraud cases across the state for over 20 years.
What does it cost to hire The Frankowski Firm?
Nothing upfront. We handle investment fraud and securities cases on a contingency fee — you pay no attorney fees unless we recover money for you. Your initial consultation is always free.
Free Consultation
Did a Birmingham Broker Cost You Money?
No fees until we win. Richard Frankowski has recovered millions for Alabama investors. Call today for a free, confidential consultation.
888-741-7503