New York, New York
New York Securities Fraud & Investment Loss Attorneys
New York is the center of the global financial industry — and the source of many of the largest investor fraud cases in history. The Frankowski Firm represents New York investors in FINRA arbitration, including claims against Wall Street's biggest names.
Serving New York Investors
Taking on Wall Street — For the Investor
Wall Street firms employ armies of lawyers. When a broker harms an individual investor, those firms use their institutional resources to defend, minimize, and delay. Richard Frankowski has built an entire career fighting on the other side of that table — for the investors who lost their savings, their retirement, or their children's inheritance because a broker put commissions first.
Richard co-authored The Practitioner's Guide to Securities Arbitration — a textbook used in law school securities clinics — and has handled hundreds of FINRA arbitration cases over more than two decades. He knows FINRA arbitration procedure inside out, and he knows how large brokerage firms defend these cases.
If you are a New York investor who has suffered losses due to broker misconduct, unsuitable recommendations, unauthorized trading, or investment fraud, call us for a free evaluation.
Richard Frankowski is licensed in Alabama, Florida, and Texas. He represents investors from all states — including New York — in FINRA arbitration proceedings.
What You're Up Against
Major brokerage firms dedicate significant resources to defending FINRA arbitration claims. They hire experienced defense counsel, withhold key documents during discovery, and employ expert witnesses who minimize investor losses. You need an advocate who has fought this battle before — and won.
FINRA Arbitration vs. New York Court
Because your brokerage agreement almost certainly contains a pre-dispute arbitration clause, FINRA arbitration — not New York state or federal court — is the required venue for most investor claims. Richard Frankowski is one of the most experienced FINRA arbitration advocates in the country.
Contingency Fee — No Upfront Cost
No retainer. No hourly fees. We recover our fee only when you recover your money. Your consultation is always free.
What We Handle
Securities & Investment Fraud Practice Areas
Broker Fraud & Misconduct
Unauthorized trading, churning, misrepresentation, and unsuitable recommendations by brokers at wire houses, regional firms, and independent advisors.
FINRA Arbitration
Most investor disputes go through FINRA arbitration. Richard Frankowski co-authored the leading practitioner guide on the process and has handled hundreds of FINRA cases.
Investment Fraud
Fraudulent investment schemes, promissory note fraud, unregistered securities, and deliberate misrepresentation of investment products.
Ponzi Schemes
Recovery for victims of Ponzi and pyramid schemes. We identify every avenue of recovery, including claims against feeder funds and selling brokers.
Elder Financial Fraud
Seniors are disproportionately targeted by unscrupulous brokers and financial advisors. We aggressively pursue recovery for elderly investors and their families.
SEC Whistleblower Claims
If you have inside information about securities fraud, you may be entitled to a significant award. We guide whistleblowers through the SEC submission process.
Common Questions
New York Investment Fraud — Frequently Asked Questions
Can The Frankowski Firm handle claims against major Wall Street firms like Goldman Sachs, JP Morgan, or Morgan Stanley?
Yes. Richard Frankowski has filed FINRA arbitration claims against some of the largest brokerage firms in the world. Size and prestige don't insulate a firm from accountability. FINRA arbitration is available to any investor with a claim against a FINRA-member broker-dealer, regardless of the firm's size.
I live in New York and my broker made unauthorized trades in my account. What are my options?
Unauthorized trading is a clear violation of FINRA rules and a basis for a FINRA arbitration claim. New York investors also have rights under the Martin Act and New York Business Law. Richard Frankowski evaluates all applicable federal and state law claims to maximize your recovery.
How is FINRA arbitration different from suing in New York state court?
When you opened a brokerage account, you almost certainly signed a pre-dispute arbitration agreement requiring all claims to go through FINRA arbitration rather than court. FINRA arbitration is faster and less expensive than court litigation, but it requires skilled representation. Richard Frankowski has handled hundreds of FINRA cases and co-authored the standard practitioner guide on the process.
New York has the FINRA Northeast Regional Office. Does that affect my case?
FINRA's main office is located in New York and the Northeast Regional Office handles many claims involving New York-based firms. Richard Frankowski is well-versed in the FINRA case administration process and has worked with the FINRA dispute resolution system throughout his career.
Does The Frankowski Firm charge fees upfront?
No. We work exclusively on a contingency fee — you pay no attorney fees unless we recover money for you. Your consultation is free.
Free Consultation
Did a Broker Cost You Money?
No fees until we win. We fight for New York investors against the largest firms on Wall Street. Call today — free, confidential, no obligation.
888-741-7503