Los Angeles, California
Los Angeles Securities Fraud & Investment Loss Attorneys
Los Angeles investors are targeted by some of the most sophisticated investment fraud schemes in the country — from celebrity-endorsed private placements to tech-bubble hype and non-traded REIT sales. The Frankowski Firm represents California investors in FINRA arbitration and pursues maximum recovery.
Serving California Investors
Recovering Investment Losses for LA Investors
Southern California's high concentration of wealth — in communities from Bel Air to Newport Beach to the Pacific Palisades — makes it fertile ground for broker misconduct. Century City, Beverly Hills, and the downtown financial district house offices of every major wire house alongside hundreds of independent advisors, many of whom operate under far less regulatory scrutiny.
Richard Frankowski represents Los Angeles-area investors in FINRA arbitration — the formal process for investor claims against broker-dealers. He co-authored The Practitioner's Guide to Securities Arbitration and has handled hundreds of FINRA cases on behalf of investors nationwide, including California clients harmed by unsuitable recommendations, Ponzi schemes, and private placement fraud.
We work on a contingency fee — no fees unless we recover money for you. Call today for a free evaluation of your claim.
Richard Frankowski is licensed in Alabama, Florida, and Texas. He represents investors from all states — including California — in FINRA arbitration proceedings.
Los Angeles Office
We serve clients throughout Los Angeles County — including Beverly Hills, Santa Monica, Pasadena, Long Beach, and the San Fernando Valley — in FINRA arbitration proceedings.
What We Handle
Securities & Investment Fraud Practice Areas
Broker Fraud & Misconduct
Unauthorized trading, churning, misrepresentation, and unsuitable recommendations by brokers at wire houses, regional firms, and independent advisors.
FINRA Arbitration
Most investor disputes go through FINRA arbitration. Richard Frankowski co-authored the leading practitioner guide on the process and has handled hundreds of FINRA cases.
Investment Fraud
Fraudulent investment schemes, promissory note fraud, unregistered securities, and deliberate misrepresentation of investment products.
Ponzi Schemes
Recovery for victims of Ponzi and pyramid schemes. We identify every avenue of recovery, including claims against feeder funds and selling brokers.
Elder Financial Fraud
Seniors are disproportionately targeted by unscrupulous brokers and financial advisors. We aggressively pursue recovery for elderly investors and their families.
SEC Whistleblower Claims
If you have inside information about securities fraud, you may be entitled to a significant award. We guide whistleblowers through the SEC submission process.
Common Questions
Los Angeles Investment Fraud — Frequently Asked Questions
I'm a California investor who lost money through a broker. Can The Frankowski Firm help me?
Yes. Richard Frankowski represents California investors in FINRA arbitration — the federal process that governs most investor claims against brokers and brokerage firms. FINRA arbitration is governed by FINRA rules, not state bar admission, so Richard can represent you in these proceedings regardless of where you live.
What California-specific investment fraud schemes should I know about?
California has been a hotbed for tech IPO hype, real estate investment schemes, cryptocurrency fraud, and alternative investment pitches targeting wealthy investors. Los Angeles in particular sees significant activity involving private placements, non-traded REITs, and speculative securities sold through aggressive brokers.
Can I file a FINRA arbitration claim against a Los Angeles-based broker-dealer?
Yes. Any FINRA-member firm — whether headquartered in Los Angeles or elsewhere — can be a respondent in FINRA arbitration. Major LA-area broker-dealers and advisors operate in Century City, Beverly Hills, and the downtown financial district, and all are subject to FINRA jurisdiction.
How long do I have to file a claim under California and FINRA rules?
FINRA has a six-year eligibility rule. California's statute of limitations for securities claims under the Corporate Securities Law of 1968 may be shorter. We evaluate all applicable deadlines during your free consultation — do not delay.
Does The Frankowski Firm charge fees upfront?
No. We handle all investment fraud and securities arbitration cases on a contingency fee. You pay no attorney fees unless we recover money for you. Your initial consultation is free.
Free Consultation
Did a Los Angeles Broker Cost You Money?
No fees until we win. Call today for a free, confidential evaluation of your California investment fraud claim.
888-741-7503