Houston, Texas
Houston Securities Fraud & Investment Loss Attorneys
Houston's energy industry creates enormous wealth — and unfortunately, enormous opportunity for brokers who put their own commissions ahead of their clients. Richard Frankowski is licensed in Texas and has represented Houston-area investors in FINRA arbitration for over two decades.
Serving Texas Investors
Texas-Licensed Attorneys for Houston Investors
Houston's status as the energy capital of the world means its investors face a unique category of risk: oil and gas investment fraud. Drilling programs, energy partnerships, and mineral rights investments are frequently sold to Texas investors with inflated projections, undisclosed risks, and hidden conflicts of interest. But that's just one category. Houston is also home to major brokerage offices serving the city's diverse and wealthy professional class — and those brokers can cause the same kinds of harm as anywhere else.
Richard Frankowski is licensed to practice law in Texas and has represented Houston-area investors in FINRA arbitration proceedings for over two decades. He co-authored The Practitioner's Guide to Securities Arbitration and has filed claims against both major national firms and smaller regional broker-dealers.
If your broker made unsuitable recommendations, failed to disclose conflicts of interest, churned your account, or placed you in a fraudulent scheme, call us today for a free evaluation.
Houston Office
Richard Frankowski is licensed in Alabama, Florida, and Texas. We serve clients throughout Texas — Houston, Dallas, Austin, San Antonio, and across the state — in FINRA arbitration and Texas securities proceedings.
What We Handle
Securities & Investment Fraud Practice Areas
Broker Fraud & Misconduct
Unauthorized trading, churning, misrepresentation, and unsuitable recommendations by brokers at wire houses, regional firms, and independent advisors.
FINRA Arbitration
Most investor disputes go through FINRA arbitration. Richard Frankowski co-authored the leading practitioner guide on the process and has handled hundreds of FINRA cases.
Investment Fraud
Fraudulent investment schemes, promissory note fraud, unregistered securities, and deliberate misrepresentation of investment products.
Ponzi Schemes
Recovery for victims of Ponzi and pyramid schemes. We identify every avenue of recovery, including claims against feeder funds and selling brokers.
Elder Financial Fraud
Seniors are disproportionately targeted by unscrupulous brokers and financial advisors. We aggressively pursue recovery for elderly investors and their families.
SEC Whistleblower Claims
If you have inside information about securities fraud, you may be entitled to a significant award. We guide whistleblowers through the SEC submission process.
Common Questions
Houston Investment Fraud — Frequently Asked Questions
Houston is an energy industry hub. Are energy investments a common source of investment fraud claims?
Yes — oil and gas investments are among the most frequently misrepresented securities sold to Houston-area investors. These range from legitimate but unsuitable energy partnerships sold to inexperienced investors, to outright fraudulent drilling program schemes. Richard Frankowski is licensed in Texas and has experience with energy-related investment fraud cases.
Can I file a FINRA arbitration claim against my Houston broker?
Yes. If your broker or financial advisor is registered with a FINRA-member firm — and virtually all of them are — FINRA arbitration is available to you. Richard Frankowski is licensed in Texas and represents Houston investors in FINRA proceedings.
What does Texas law say about investment fraud?
Texas has the Texas Securities Act, which provides a private right of action for investors defrauded in connection with securities transactions. Texas law may provide remedies in addition to those available under federal securities law and FINRA rules. Richard Frankowski evaluates all potential avenues of recovery for each Texas client.
How long does a FINRA arbitration case take?
Most FINRA arbitrations resolve in 12 to 18 months from filing. Simple cases involving smaller amounts may be eligible for FINRA's simplified arbitration procedure. Settlement is possible at any stage and often resolves cases earlier.
Does The Frankowski Firm charge fees upfront for Houston cases?
No. We handle all investment fraud and securities arbitration cases on a contingency fee. No fees unless we recover money for you. Your consultation is always free.
Free Consultation
Did a Houston Broker Cost You Money?
No fees until we win. Richard Frankowski is licensed in Texas and ready to fight for you. Call today for a free, confidential evaluation.
888-741-7503