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Know your rights, the relevant laws, and what questions to ask BEFORE you agree to an investment
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Victims of investment fraud have a right to seek satisfaction in court or arbitration. Under most financial services contracts, however, consumers are contractually bound to pursue resolution of any dispute through arbitration. The Frankowski Firm has the skill to guide you through this process.
When you invest, you have some basic rights. You should always keep these rights in mind when dealing with your brokers or financial advisors. The more aware you are of your rights, the less chance you have of being cheated. Your Investor Bill of Rights allows you to:


You should always ask questions about any investment. Having a strong question base will help you determine the validity and value of both the investment in question and the brokerage firm you are dealing with. You should always write down the responses you receive. Remember that the brokers are supposed to work for YOU, so do not hesitate to get as much information as possible. Be sure to also ask questions tailored to your specific situation, taking into account your level of investing and financial background.


This list of questions relates to the purchase of mutual funds. It is important that you find out all the information needed related to the specific fund(s) you are looking to purchase. Risk, previous performance, and fees are key topics to ask about when looking to invest in mutual funds.


Variable annuities are very tricky investments. They are not suited for everyone. You must be sure to get as much Information as possible when researching variable annuity products. Focus on questions relating to fees, penalties, lock-in periods and surrender charges. Variable annuities can even be challenging for the broker.
Investment securities cases are very complex. They require a broad mix of financial, legal, and practical skills. Attorney Richard S. Frankowski, the founder of the firm, has been fighting for investors who lost more than just their money — investors who lost their security and their dreams — for more than 15 years. His legal team is ready to answer all of your questions, investigate your claim, and fight aggressively for you if a broker or brokerage firm failed to meet their duties or, worse, committed securities fraud. To learn if you have a case or claim please contact us at 888-741-7503 or complete our contact form to schedule a consultation.

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