Question 1

Do you charge fees upfront?

Accepted Answer

No. The Frankowski Firm works on a contingency basis — no fees until we win. Your consultation is always free. You pay nothing unless we recover money for you.

Question 2

What types of investment fraud cases do you handle?

Accepted Answer

We handle broker fraud, churning, unsuitable investments, variable annuity fraud, non-traded REITs, private placement fraud, Ponzi schemes, elder financial fraud, SEC whistleblower claims, and FINRA arbitration cases nationwide.

Question 3

How long do I have to file a FINRA claim?

Accepted Answer

FINRA has a six-year eligibility rule — claims involving events more than six years old are typically ineligible. Separate state law statutes of limitations may also apply and can be shorter. Do not wait. Call immediately to protect your rights.

Question 4

What is FINRA arbitration?

Accepted Answer

FINRA arbitration is the dispute resolution process most investors must use to recover losses from broker misconduct. When you opened your brokerage account you almost certainly signed an agreement requiring arbitration instead of court. A panel of arbitrators hears the case and issues a binding award — typically within 12 to 18 months.

Question 5

How much can I recover?

Accepted Answer

You may recover compensatory damages (your actual losses), interest, and in cases of egregious misconduct, punitive damages. Attorney fees may also be awarded in certain cases. Richard Frankowski will give you an honest assessment of your claim during your free consultation.

Question 6

Do I have a case if my broker said the investment was "safe"?

Accepted Answer

Possibly yes. Brokers have a legal duty to recommend only suitable investments and to accurately describe risk. If your broker misrepresented an investment as safe or low-risk and you suffered losses, that may be the basis for a claim. Call for a free evaluation.

Question 7

Can I still file a claim if I signed the account documents?

Accepted Answer

Yes. Signing account documents does not waive your right to pursue a claim for broker misconduct, fraud, or unsuitable recommendations. Most brokerage agreements actually require FINRA arbitration — which is the process Richard Frankowski specializes in.

Question 8

Where is The Frankowski Firm located?

Accepted Answer

Our main office is in Birmingham, Alabama. We also have offices in Atlanta, Houston, Las Vegas, Miami, Los Angeles, Chicago, Nashville, New York, Sacramento, and Washington DC. We represent investors nationwide — location is not a barrier.

Frequently Asked Questions

Get a Free Case Evaluation

Your Rights.
Our Fight.

Frequently Asked Questions

Get a Free Case Evaluation

Your Rights.Our Fight.

Your Rights.
Our Fight.