DWIGHT DYKSTRA SUSPENDED ONE YEAR FOR SELLING AWAY FROM HIS FIRM
Dwight Dykstra (“Dykstra”), a Maitland, Florida stockbroker, has been suspended [...]
Xhiangu Zhang, Former Merrill Lynch, Cetera, and Wells Fargo Broker, Barred by FINRA
Xiangyu “Sean” Zhang has been indefinitely barred from association with [...]
MICHAEL ECKER NAMED IN CUSTOMER COMPLAINTS ALLEGING UNSUITABLE INVESTMENTS
Michael Ecker, a stockbroker in Concorde Investment Services' Wellington, FL [...]
MATTHEW CLASON, FORMER LPL FINANCIAL ADVISOR, ADMITS TO STEALING MORE THAN $600,000 FROM ELDERLY CLIENT
Former LPL Financial representative Matthew Clason waived his right to [...]
AGITATED PITNEY BOWES CUSTOMERS COMPLAIN ABOUT OVERCHARGES, POOR CUSTOMER SERVICE
Pitney Bowes company has drawn multiple consumer complaints from customers [...]
JONATHAN P. MARONEY, HARBOR CITY CAPITAL CORP., CHARGED BY SEC WITH OPERATING $17.1 MILLION PONZI SCHEME
The Securities and Exchange Commission (“SEC”) announced on April 26, [...]
INTERACTIVE BROKERS AND CHARLES SCWHAB HIT WITH $4.6 MILLION ARBITRATION AWARD
An arbitration panel for the Financial Industry Regulatory Authority (“FINRA”) [...]
Lost Money Investing Through Robinhood? Learn Your Options for Recovery with The Frankowski Firm
According to the Consumer Financial Protection Bureau’s (CFPB) Consumer Complaint [...]
Sierra Income Corporation Investors May Have a Right to Recover Losses
The Frankowski Firm is investigating potential claims related to investor [...]
Interactive Broker Customers See Accounts Go Negative Due To Falling Oil Prices
Crude oil prices fell into negative territory this week for [...]
Westpark Capital
NEW YORK – In three years of managing investments for [...]
Mismanagement of Retirement Plans, Leading to Excessive Fee Generation
The Frankowski Firm is investigating claims of broker fraud and [...]
Investment in Puerto Rico Municipal Bonds and Bond Funds
Puerto Rico municipal bonds have been rated as “junk” bonds [...]
Claims against Wedbush Securities Broker Mark Augusta for Sale of Puerto Rican Municipal Bonds
The Frankowski Firm is currently investigating claims of unsuitable and [...]