Current Investigation Archives - FrankowskiFirm Blog Posts

Is Your Alliance Bernstein & Eaton Vance 401k at Risk?

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Learn how high fees and underperforming funds could impact your Alliance Bernstein & Eaton Vance 401k. Find out what steps you can take to protect your savings.

by Richard FrankowskiCurrent InvestigationOctober 6 2025 UBS Broker William Meador: Investigating Investment Loss Claims

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Learn about investment loss claims and recent allegations against UBS Financial Services, Inc. Broker William Meador, plus steps you can take to protect yourself.

by Richard FrankowskiCurrent InvestigationSeptember 1 2025 Morgan Stanley Broker Borami Yoon: Investigating Misconduct Allegations

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Learn about the misconduct allegations against Morgan Stanley Broker Borami Yoon, including investor complaints and potential impacts on her career.

by Richard FrankowskiCurrent InvestigationJune 24 2025 ANN VANDERSLICE DRAWS $250,000 CUSTOMER FINRA COMPLAINT

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Ann Vanderslice, a/k/a Ann Werts has been named in a $250,000 FINRA arbitration claim brought by […]

by The Frankowski FirmCurrent InvestigationMay 12 2022 EMERSON EQUITY BROKER HIT WITH $1.37 MILLION L BOND LOSS CLAIM

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According to Investment News, Tony Barouti, a stockbroker registered with Emerson Equity and based in Los […]

by The Frankowski FirmCurrent Investigation, Legal MattersMay 5 2022 FRANKOWSKI FIRM GWG L BONDS PAGE: WWW.GWGCLAIMS.COM

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For more information on how to recover your losses in GWG Holdings Inc.’s L Bonds, please […]

by The Frankowski FirmCurrent InvestigationMay 4 2022 GWG HOLDINGS L BOND LOSSES

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As previously covered in this space, GWG Holdings, Inc., a financial services firm based in Dallas, Texas, filed […]

by The Frankowski FirmCurrent InvestigationMay 3 2022 Sierra Income Corporation Investors May Have a Right to Recover Losses

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The Frankowski Firm is investigating potential claims related to investor losses in the Sierra Income Corporation. […]

by Richard FrankowskiCurrent InvestigationApril 6 2021 Westpark Capital

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NEW YORK – In three years of managing investments for North Dakota farmer Richard Haus, Long […]

by Richard FrankowskiCurrent InvestigationApril 6 2021 Mismanagement of Retirement Plans, Leading to Excessive Fee Generation

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The Frankowski Firm is investigating claims of broker fraud and mismanagement that has led to significant […]

by Richard FrankowskiCurrent InvestigationApril 6 2021