Potential Unsuitability claims against Multiple Morgan Stanley Smith Barney Brokers
Morgan Stanley Smith Barney has been a powerhouse brokerage firm for years. The Frankowski Firm is currently investigating claims on behalf of clients throughout the country who may have sustained losses because of unsupervised sales of unit investment trusts. We are also investigating New Orleans broker Timothy Thomas Gibbons for potential suitability claims against elderly […]
Former Broker Charles Fackrell and LPL Financial, LLC to Pay $462,000 Arbitration award
Stock broker Charles Fackrell, of Yadkinville, North Carolina, used to work for LPL Financial, LLC. He was permanently barred by FINRA in February 2015, after he failed to cooperate in FINRA’s investigation into claims against him. He was also convicted of criminal charges for running a Ponzi scheme. Now, LPL Financial, LLC has been ordered […]
If You Lost Money Investing with the Woodbridge Group, the Frankowski Firm Wants to Hear from You
The SEC has announced it will bring charges against the Woodbridge Group and its founder, Robert Shapiro, for a $1.2 billion Ponzi scheme. The Frankowski Firm is currently accepting cases on behalf of California investors who were defrauded out of their investments. We invite you to learn more about the case.
FINRA Bars MML Investors Services Broker Brian Michael Travers for Failure to Cooperate with Investigation
MML Investors Services Broker Brian Michael Travers has been barred by FINRA for failing to cooperate with their investigation into claims of undisclosed outside business activities and private securities transactions. MML has been censured, sanctioned and fined for its tactics with investors. If you are a Long Island investor who worked with MML Investor Services […]
Aequitas Capital Management in Oregon Facing SEC Charges for $350 Million Ponzi Scheme
The SEC has charged Aequitas Capital Management and a number of its executives with allegedly running a Ponzi scheme, which could have defrauded Oregon investors out of $350 million. The Frankowski Firm is actively pursuing cases on behalf of investors in Oregon who have sustained significant losses. If you invested your money with Aequitas Capital […]