Current Investigation Archives - Page 2 of 2 - FrankowskiFirm Blog Posts

Investment in Puerto Rico Municipal Bonds and Bond Funds

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Puerto Rico municipal bonds have been rated as “junk” bonds by Standard and Poor, and investors […]

by Richard FrankowskiCurrent InvestigationApril 6 2021 Claims against Wedbush Securities Broker Mark Augusta for Sale of Puerto Rican Municipal Bonds

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The Frankowski Firm is currently investigating claims of unsuitable and misrepresented sales of Puerto Rican municipal […]

by Richard FrankowskiCurrent InvestigationApril 6 2021 Potential Unsuitability claims against Multiple Morgan Stanley Smith Barney Brokers

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Morgan Stanley Smith Barney has been a powerhouse brokerage firm for years. The Frankowski Firm is […]

by Richard FrankowskiCurrent InvestigationApril 6 2021 Former Broker Charles Fackrell and LPL Financial, LLC to Pay $462,000 Arbitration award

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Stock broker Charles Fackrell, of Yadkinville, North Carolina, used to work for LPL Financial, LLC. He […]

by Richard FrankowskiCurrent InvestigationApril 6 2021 If You Lost Money Investing with the Woodbridge Group, the Frankowski Firm Wants to Hear from You

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The SEC has announced it will bring charges against the Woodbridge Group and its founder, Robert […]

by Richard FrankowskiCurrent InvestigationApril 6 2021 FINRA Bars MML Investors Services Broker Brian Michael Travers for Failure to Cooperate with Investigation

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MML Investors Services Broker Brian Michael Travers has been barred by FINRA for failing to cooperate […]

by Richard FrankowskiCurrent InvestigationApril 6 2021 Aequitas Capital Management in Oregon Facing SEC Charges for $350 Million Ponzi Scheme

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The SEC has charged Aequitas Capital Management and a number of its executives with allegedly running […]

by Richard FrankowskiCurrent InvestigationApril 6 2021