Fraud Archives - Page 15 of 17 - FrankowskiFirm Blog Posts

Fiat Chrysler Investigated For Alleged Securities Fraud

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Fiat Chrysler Automobiles N.V. is being investigated for allegedly violating specific sections of the Securities Exchange […]

by Richard FrankowskiFraud, Press Releases & NewsOctober 14 2015 FINRA Expels Halcyon Cabot Partners And Bars CEO And CCO

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FINRA expelled New York-based Halcyon Cabot Partners, Ltd., and barred Chief Executive Officer Michael Morris and Chief […]

by Richard FrankowskiFINRA, Fraud, Press Releases & NewsOctober 8 2015 Mobile, Alabama Man Arrested For Alleged Securities Violations

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Richard James Tucker of Mobile, Alabama was arrested last week by Baldwin County, Alabama Sheriff’s Department […]

by Richard FrankowskiFraud, Press Releases & NewsOctober 7 2015 Former New Jersey Fire Chief To Pay $6.7M For Securities Fraud

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Vincent P. Falci, a former New Jersey fire chief, his wife, his son, and the companies […]

by Richard FrankowskiFraud, Press Releases & NewsSeptember 30 2015 North Carolina Man Arrested For Securities Fraud

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U.S. marshals arrested John Natale Michelotti of Clemmons, North Carolina for a fraud that bilked victims […]

by Richard FrankowskiFraud, Press Releases & NewsSeptember 29 2015 Whole Foods Hit With Shareholder Suit For Misleading Pricing Scandal

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Whole Foods’ misleading product labeling drew the ire of the New York City Department of Consumer […]

by Richard FrankowskiFraud, Press Releases & NewsSeptember 28 2015 Two Charged In Alabama Securities Fraud Case

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Bruce Alexander Gwyn of Metairie, Lousiana and James Anthony Ghio of Fairhope, Alabama were arrested on […]

by Richard FrankowskiFraud, Press Releases & NewsSeptember 23 2015 FINRA Sanctions Ten Former Global Arena Representatives

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During a 2014 onsite exam, FINRA found numerous securities violations at Global Arena Capital Corp., including […]

by Richard FrankowskiFINRA, Fraud, Press Releases & NewsSeptember 23 2015 Texas Bitcoin Ponzi Scheme Operator Pleads Guilty To Securities Fraud

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In a landmark case that marked the intersection of cryptocurrency and traditional securities law, Trendon Shavers […]

by Richard FrankowskiFraud, Press Releases & News, SECSeptember 22 2015 SEC Alleges California Men Ran Religious Scam

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The Securities and Exchange Commission announced fraud charges and an asset freeze to stop a continuing […]

by Richard FrankowskiFraud, Press Releases & News, SECSeptember 14 2015