Fraud Archives - Page 5 of 19 - FrankowskiFirm Blog Posts

Ponzi Scams Persist: SEC Crackdown Continues with Recent Judgment

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Beyond sheer greed and malevolence, the most common catalyst for Ponzi schemes is to cover up […]

by Richard FrankowskiFraudJune 14 2017 Investment Fraud from the Pulpit?

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Religion rarely comes into account when making investing decisions. However, in the case of one church […]

by Richard FrankowskiFraudJune 7 2017 Bitcoin: New Currency, New Investment Scams

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In early March of 2017, the value of one Bitcoin surpassed the value of one ounce […]

by Richard FrankowskiFraudMay 31 2017 When Your Promissory Note is Void of Promise

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Promissory notes are often used by companies to raise revenue. Investors loan money to the company […]

by Richard FrankowskiFraudMay 24 2017 Securities Fraud: What Is Insider Trading, Exactly?

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Since 2014, the news has been telling the story of Thomas C. Davis, the former chairman […]

by Richard FrankowskiFraudMay 3 2017 CFTC’s Advisory of Precious Metal Investment Fraud

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Precious metals, like gold and silver, are classified as commodities. The United States Commodity Futures Trading […]

by Richard FrankowskiFraudApril 26 2017 If I Lose Money, Can I Sue My Stockbroker or Financial Advisor?

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When you invest your hard-earned money, you probably do so because you want to protect yourself […]

by Lindsay GoMegaFINRA, FraudApril 19 2017 Robert Tricarico Sentenced To 3.5 Years In Prison For Client Theft

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Robert Tricarico, a former LPL broker, pleaded guilty to stealing $1.2 million from a client by […]

by Richard FrankowskiFINRA, Fraud, SECApril 13 2017 Red River Securities Barred From Industry By FINRA For Oil And Gas Fraud

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FINRA has barred Red River Securities, a broker-dealer formerly out of Plano, Tax, and its Chief […]

by Richard FrankowskiFINRA, FraudMarch 10 2017 Negligent Brokers and Investment Fraud – What You Need to Know

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It is a common misconception that securities fraud is strictly handled in criminal courts. There are […]

by Richard FrankowskiFraudMarch 1 2017