Press Releases & News Archives - Page 13 of 44 - FrankowskiFirm Blog Posts

Texas REIT Offices Raided By FBI

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The FBI raided the office of a Texas REIT, United Development Funding IV, this week. The […]

by Richard FrankowskiFraud, Press Releases & News, SECFebruary 19 2016 Questar Advisor Allegedly Sold Fraudulent Securities

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The Frankowski Firm is investigating complaints regarding and the termination of former Questar Capital Corporation advisor Kevin […]

by Richard FrankowskiFINRA, Fraud, Press Releases & NewsFebruary 17 2016 Craig Scott Capital Subject Of FINRA Complaint

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FINRA recently filed an amended complaint against Craig Scott Capital, LLC and its co-founders, Craig Scott […]

by Richard FrankowskiFINRA, Press Releases & NewsFebruary 12 2016 FINRA Bars Two Advisers Following Broker Fraud

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FINRA has barred two Buffalo, New York advisers, Timothy S. Dembskyi and Walter F. Grenda, from […]

by Richard FrankowskiFINRA, Fraud, Press Releases & NewsFebruary 11 2016 FINRA Issues Investor Alert About High-Yield CD Offers

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FINRA issued a new investor alert warning that advertisements touting higher-than-average Certificate of Deposit yields might […]

by Richard FrankowskiFINRA, Press Releases & NewsFebruary 10 2016 Stephens, Inc. Submits AWC Letter To FINRA For Failing To Apply Sales Charge Discounts

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Stephens, Inc. submitted a letter of Acceptance, Waiver, and Consent to FINRA for failing to apply […]

by Richard FrankowskiFINRA, Press Releases & NewsFebruary 8 2016 Frankowski Firm Investigating UBS Broker

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The Frankowski Firm is currently investigating the possible wrongdoing of current UBS Financial Services broker Bradley […]

by Richard FrankowskiBroker Check, FINRA, Press Releases & News, SECFebruary 5 2016 Former Wedbush Securities Broker Defrauds Elderly Customer

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  In July 2014, Michael Winegar, formerly a broker with Wedbush  Securities, allegedly convinced an elderly […]

by Richard FrankowskiBroker Check, FINRA, Fraud, Press Releases & NewsFebruary 4 2016 Frankowski Firm Investigating Former Raymond James Broker

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The Frankowski Firm is currently investigating the potential claims of people of who lost money investing […]

by Richard FrankowskiBroker Check, FINRA, Press Releases & NewsFebruary 1 2016 SEC Reaching End Of Case Against Adviser Who Refuses To Defend Herself

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The SEC will reach the end of its case today against a financial adviser who refuses […]

by Richard FrankowskiFraud, Press Releases & News, SECFebruary 1 2016