SEC Archives - Page 9 of 9 - FrankowskiFirm Blog Posts

SEC Gives Award To Whistleblower

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Whistleblower Gets Award In the SEC’s first retaliation case, a whistleblower will be awarded 30 percent […]

by Richard FrankowskiPress Releases & News, SECJuly 20 2015 SEC Warns Investors About False Broker Claims

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The SEC’s Office of Investor Education and Advocacy cautions investors to research the credentials of financial […]

by Richard FrankowskiFraud, Legal Matters, Press Releases & News, SECJuly 17 2015 Canadian Trader Charged for Short Selling U.S. Stocks

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The SEC filed a complaint in the U.S. District Court in San Francisco alleging that Andrew […]

by Richard FrankowskiFraud, Press Releases & News, SECJuly 17 2015 SEC Charges Oil Company, CEO, and Promotor with Fraudulent Penny Stock Sales

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On June 18, 2015, the SEC charged an oil company and its CEO for lying to […]

by Richard FrankowskiFraud, Press Releases & News, SECJuly 16 2015 SEC Charges Atlanta Firm With Fraud Over Public Pension Funds

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The SEC filed fraud charges against an Atlanta-based investment firm and two of its executives for […]

by Richard FrankowskiPress Releases & News, SECMay 22 2015