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Have you experienced significant financial losses due to bad investment advice, broker misconduct, or securities negligence in Chicago? You trusted a financial professional to grow and protect your savings. Instead, you’re now dealing with unexpected losses, confusion, and stress about your future. You are not alone and you do have legal options.
At The Frankowski Firm, we help investors in Chicago recover financial harm caused by deceptive, negligent, or self-serving investment professionals. Whether you’re an individual investor, retiree, or institution, our experienced FINRA arbitration lawyers and trial attorneys stand ready to fight for your rights.
The Frankowski Firm is a long-standing leader in investment law, focused on assisting investors who have been taken advantage of by negligent stockbrokers or incompetent financial advisors. As professional FINRA arbitration counselors and trial lawyers in Chicago, we represent investors who have suffered monetary losses due to the wrongful actions or inactions of investment companies and brokerage firms. Our team works tirelessly to provide effective guidance for those whose investments have been compromised by fraudulent or negligent brokers in the Chicago area.
Losing money through an investment’s failure to perform as expected is not the only reason a claim can be pursued. If the loss occurred due to a stockbroker or investment firm acting against their expected code of conduct, you may indeed have grounds for a successful lawsuit or claim.
Securities litigation and FINRA arbitration are highly complex areas of law. It’s not enough to show that the broker was at fault; it’s about demonstrating negligence, fraud, or failure to act according to financial regulations. Our experienced Chicago FINRA arbitration attorneys have the legal, financial, and practical knowledge to safeguard your rights and ensure you receive the compensation you deserve.
The vast majority of investment disputes must now be resolved through arbitration under the Financial Industry Regulatory Authority (FINRA). This process serves as an alternative to traditional courtroom litigation. FINRA cases require proficient lawyers skilled in negotiation, familiar with specialized evidentiary rules, and possessing strong financial knowledge.
Our team of Chicago FINRA arbitration attorneys guides clients through every step of the arbitration process. We help select arbitrators, determine what types of cases can be heard, and investigate admissible evidence. Our experienced attorneys clearly communicate the different ways brokers and firms can be held accountable for negligence or fraud, working to achieve the greatest possible damages for our clients.
nvesting inherently involves some level of risk, balanced by potential financial rewards. The issue arises when brokers fail to properly inform their clients about the risks, mislead them about the potential payout, or act with conflicts of interest.
When brokers fail to meet suitability criteria—failing to act in the best interest of the investor—the trust clients place in them is breached. This opens the door for legal claims of negligence or fraud. Here are common examples of broker negligence and fraud that we pursue in Chicago:
Recommending unsuitable investments based on personal gain.
Failing to disclose risks or conflicts of interest.
Excessive trading (churning) to generate commissions.
Misrepresentation of investment opportunities.
Our team has vast experience dealing with these and other forms of broker misconduct common in Chicago and the surrounding areas.
Certain types of investments are more frequently linked to fraud or misleading claims due to their high-risk nature or inherent complexity. Investors in Chicago may find themselves particularly vulnerable to the following investment products:
Mutual funds with hidden fees and poor performance.
Master Limited Partnerships (MLPs) that can be opaque and hard to understand.
Non-traded Real Estate Investment Trusts (REITs) with limited liquidity.
Closed-end funds that can be difficult to value accurately.
Penny stocks, which are often manipulated in fraud schemes.
While not every investment of these types leads to fraud or misconduct, many Chicago investors have faced financial hardships after placing their trust in these high-risk products. If your broker recommended one of these products without full disclosure of the risks, you may have grounds for a securities negligence claim.
Choosing the right law firm can make the difference between recovering your losses and walking away empty-handed. At The Frankowski Firm, we provide:
Proven track record: We have successfully recovered significant compensation for clients through FINRA arbitration and securities litigation.
Local presence: Our Chicago office, conveniently located on 111 West Jackson Blvd, is easily accessible to clients in the city and surrounding areas.
Focused expertise: Our team focuses exclusively on investment fraud, securities negligence, and FINRA cases.
FINRA experience: We have in-depth knowledge of the FINRA arbitration process and a strong record of success in this arena.
Personalized attention: Every case is unique, and we provide personalized legal strategies designed to address the specific needs of our clients.
If you’ve lost money due to broker misconduct or investment fraud in Chicago, it’s crucial not to simply accept your financial losses as part of the market’s natural fluctuation. These losses could be the result of broker negligence or fraud, and you may be entitled to compensation.
The Chicago stockbroker fraud lawyers at The Frankowski Firm are dedicated to fighting for your rights. Let us help you hold the responsible parties accountable for their actions. To explore your case and receive answers to your questions, please call our Chicago office at 312-380-1991 or complete our secure online contact form.
The recoveries, verdicts, favorable outcomes, and testimonials described on this site are not an indication of future results. Every case is different, and regardless of what friends, family, or other individuals may say about what a case is worth, each case must be evaluated on its own facts and circumstances as they apply to the law. The valuation of a case depends on facts, the damages, the jurisdiction, the venue, the witnesses, the parties, and the testimony, among many other factors. No representation is made that the quality of the legal services performed is greater than the quality of the legal services performed by other lawyers.
Disclaimer: Mr. Frankowski is licensed in Alabama,Florida and Texas. He is not licensed in any other state including Nevada and California. Mr. Frankowski has represented investors from all over the country in securities cases including: Alabama, California, Colorado, Florida, Georgia, Illinois, Kentucky, Louisiana, Mississippi, Nevada, New Mexico New York, North Carolina, Tennessee, Texas.