Investigate Your Broker

Learn About Your Broker or Advisor’s History with BrokerCheck® by FINRA

A free resource for investors looking to keep their money safe

How does BrokerCheck® help investors?

You have the right to know who you are dealing with when it comes to your money. Just like you might research local schools before moving to a new town, or research the background of a new doctor, BrokerCheck® by FINRA gives you the same opportunity to find out more about your advisor, stockbroker or brokerage firm. It does this by:

Telling you whether or not your broker, advisor or firm is registered to sell securities, or offer you advice
Offering a “snapshot” of the broker’s employment history, including actions or complaints against him/her or the firm, and providing licensing information
Letting you know just how experienced your broker or advisor is
Listing how many exams your broker or advisor has passed

If you want to learn more about the person of the firm which handles your investments, we encourage you to access the BrokerCheck® by FINRA website.

Helping investors throughout the country who have been defrauded by their brokers

The Frankowski Firm provides comprehensive representation on behalf of investors who have been victims of securities fraud and/or broker negligence. To learn more about our services, please call 888.741.7503, or fill out our contact form.

Speak to our attorney

When facing the immense power and limitless resources of broker-dealers and financial institutions, you need more than just legal representation. You need a formidable force, a relentless advocate, and a true partner who understands the depths of your pain and is uniquely equipped to fight for what’s rightfully yours. Their internal compliance departments are built to protect them, not you. We exist to protect you. At The Frankowski Firm, our commitment goes far beyond mere legal tactics. We offer a holistic, results-driven approach that truly sets us apart