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Navigating the complexities of securities litigation requires a nuanced understanding of the intricate rules and statutes governing the industry. Our team possesses the legal, financial, and practical acumen to champion investors’ rights effectively. We focus on guiding clients through the FINRA arbitration process, from selecting arbitrators to presenting compelling evidence at the final arbitration hearing.
At The Frankowski Firm, we stand as a beacon of trust and advocacy for investors who have been victimized by unethical brokers or investment advisors. With a steadfast commitment to justice, our seasoned Atlanta investment fraud law firms tirelessly advocate for investors, both small and large, who have suffered financial losses due to the negligent actions of investment companies and brokerage firms.
Broker Negligence and Fraud Atlanta misconduct can take various forms, from failure to diversify portfolios to engaging in fraudulent schemes like Ponzi schemes. Our Securities Negligence Attorneys are well-versed in identifying and pursuing claims related to breach of fiduciary duty, churning, selling away, suitability violations, and failure to supervise. We hold both brokers and firms accountable for their actions, ensuring that investors receive the justice they deserve.
Certain financial products pose significant risks to unsuspecting investors, including mutual funds, master limited partnerships (MLPs), non-traded real estate investment trusts (REITs), closed-end funds, unsuitable margin trading, and penny stocks. Our Atlanta stockbroker fraud lawyers diligently educate clients about these risks while vigorously pursuing claims for those who have suffered losses as a result of investing in such products.
At The Frankowski Firm, we understand that every case is unique. Our Atlanta Investment Fraud lawyers take the time to carefully assess each client’s situation, addressing their concerns and collaborating with financial experts to determine the cause of investment losses.
Above and beyond the malicious or negligent actions of a broker, there are also particular financial products that can be devastating to innocent investors, including:
Mutual funds are a type of pooled investment loss claims that have many potential dangers that a circumspect broker should make clear to investors.
The risks of these investments are numerous and the only incentive is the rare potential for high returns. Because of the untenably high risks involved, these are rarely suitable for unwitting investors.
As illiquid, low regulation investments with high upfront fees, these are unstable and are frequently created through conflicts of interest that benefit the broker at the cost of the investor’s potential profit.
Another investment option that is lucrative for the broker, but generally risky for the investor client.
When investors are low on liquid funds, they may make joint Atlanta stockbroker fraud lawyers with a bank or the brokerage firm that recommends the security. The bank or firm acts as a loan agent to the investor, complete with interest payments and is completely de-incentivized from prioritizing the investor’s successful endeavor.
These low-value stocks are not listed on national exchanges and are risky because their value is hard to determine; furthermore, they can be hard to sell and have less regulations than other investments.
If you have experienced investment losses due to broker negligence or fraud, don’t hesitate to reach out to our experienced FINRA arbitration attorneys today for a no-cost consultation. We are dedicated to holding financial wrongdoers accountable and fighting for the maximum compensation on behalf of our clients. Call our Atlanta office at 888-741-7503 or complete our contact form to schedule a consultation. Let us help you seek the justice you deserve.
Investment abuse or stockbroker fraud includes actions like unauthorized trading, excessive trading (churning), misrepresentation, failure to disclose risks, unsuitable investment recommendations, or outright theft by a financial advisor or broker. These are violations of trust and may result in significant financial losses.
Common warning signs include unexplained account losses, trades you didn’t authorize, confusing account statements, or pressure from your broker to invest quickly. If something doesn’t feel right about how your money is being managed, it’s worth having your account reviewed by a qualified attorney.
Yes, in many cases, you may be able to recover losses through arbitration, mediation, or litigation. Our attorneys can investigate your claim, gather evidence, and represent you in proceedings before FINRA or in court to pursue compensation.
Investment fraud cases are complex and require in-depth knowledge of securities laws, FINRA regulations, and financial industry practices. An experienced attorney will know how to navigate the legal system, identify broker misconduct, and build a strong case on your behalf.
The recoveries, verdicts, favorable outcomes, and testimonials described on this site are not an indication of future results. Every case is different, and regardless of what friends, family, or other individuals may say about what a case is worth, each case must be evaluated on its own facts and circumstances as they apply to the law. The valuation of a case depends on facts, the damages, the jurisdiction, the venue, the witnesses, the parties, and the testimony, among many other factors. No representation is made that the quality of the legal services performed is greater than the quality of the legal services performed by other lawyers.
Disclaimer: Mr. Frankowski is licensed in Alabama,Florida and Texas. He is not licensed in any other state including Nevada and California. Mr. Frankowski has represented investors from all over the country in securities cases including: Alabama, California, Colorado, Florida, Georgia, Illinois, Kentucky, Louisiana, Mississippi, Nevada, New Mexico New York, North Carolina, Tennessee, Texas. No representation is made that the quality of the legal services to be performed is greater than the quality of legal services performed by other lawyers. The hiring of a lawyer is an important decision that should not be based solely upon advertisements. The attorney’s website is not intended to be an advertisement or solicitation.
