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Search results for: Breach of contract

Negligent Brokers and Investment Fraud – What You Need to Know

It is a common misconception that securities fraud is strictly handled in criminal courts. There are also civil remedies for investors who have been defrauded out of their money, or whose brokers or advisors have acted negligently. Seeking those remedies is exactly what The Frankowski Firm does. We want to speak to investors directly here […]

Broker Faces Numerous Complaints Of Misrepresentations

According to FINRA’s BrokerCheck, New York-based Worden Capital Management broker Allan Montalbano is facing numerous customer complaints for making misrepresentations, among other allegations. [su_spacer size=”10″]Montalbano has spent 13 years in the securities industry and has been registered with Worden Capital Management in Westbury, New York since June 2015. Previous registrations include Four Points Capital Partners in […]

Investors File Complaints Against James Hayne

The Frankowski Firm is investigating complaints regarding Texas-based Cetera Advisors broker James Hayne (CRD# 3257845). He has spent sixteen years in the securities industry and has been registered with Cetera Advisors in Mansfield, Texas since 2014. Previous registrations include Questar Capital Corporation in Glendora, California (2013-2014); First Allied Securities in Glendora, California (2008-2013); Edward Jones in Pomona, […]

Laidlaw Broker Facing Eight Complaints

The Frankowski Firm is investigating Laidlaw broker Ahmad Wares of New York. Wares is the target of several customer complaints, and Ware’s clients who lost money investing with him may be able to recover their losses. [su_spacer size=”10″]Wares spent fifteen years in the securities industry and has been registered with Salomon Whitney in Farmingdale, New York […]

Investors Hope To Keep UBS Suit In Puerto Rico

A $5 million putative class of plaintiffs accusing UBS AG of soliciting to elderly investors risky mutual funds that ended up losing billions asked a Puerto Rico federal court last week to block UBS’ attempt to transfer the suit to New York, noting the strong ties the case has to Puerto Rico. The plaintiffs instead […]

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