10b-5 Archives - FrankowskiFirm Blog Posts

Dwayne Edwards Accused Of Fraud By SEC

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The SEC charged Dwayne Edwards with fraud and obtained an emergency asset freeze against the South […]

by Richard FrankowskiFraud, Legal Matters, Press Releases & News, SECFebruary 1 2017 SEC Charges Edward Durante With Securities Fraud

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The SEC charged Edward Durante, a recidivist securities law violator, with operating a multi-year offering fraud that […]

by Richard FrankowskiFraud, Press Releases & News, SECJanuary 14 2016 FINRA December 2015 Disciplinary Actions: Part I

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Brookstone Securities, Inc. (Lakeland, FL) was censured, fined $1,000,000 and required to pay, jointly and severally […]

by Richard FrankowskiFINRA, Press Releases & NewsDecember 23 2015 Gold Mining Ponzi Scheme Targets Latinos in Florida

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On July 2, 2015, the SEC froze a fraudulent venture headed by DFRF Enterprises, its leader, […]

by Richard FrankowskiFraud, Press Releases & NewsJuly 6 2015