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investment fraud attorney Archives - FrankowskiFirm Blog Posts

Unsuitable Investment Recommendations: A Closer Look at Peachcap Securities Broker, John Mateyko

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The Frankowski Firm is currently taking on clients who believe they have been given unsuitable investment […]

by BlogOctober 2 2024 Triad Advisors Faces $30 Million FINRA Complaint Over Alleged Supervisory Failures

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A significant legal battle is unfolding as more than 70 investors have filed a FINRA complaint […]

by BlogAugust 1 2024 Financial Advisor Raul Benitez Faces Multiple Allegations of Unsuitable Investment Recommendations

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The recent allegations against financial advisor Raul Benitez have raised significant concerns within the securities industry. […]

by BlogAugust 1 2024 SEC Charges 16 Firms with $81 Million Penalty for Recordkeeping Failures

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On Feb. 9, 2024, in a significant enforcement action, the Securities and Exchange Commission (SEC) announced […]

by BlogJuly 8 2024 SEC Charges 16 Firms with $81 Million Penalty for Recordkeeping Failures Affinity Fraud: A Hidden Threat to Investors Highlighted by the Wilkinson Family Speaker Series

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Affinity fraud, a pernicious form of investment fraud targeting specific groups with shared identities, took center […]

by BlogJuly 8 2024 Affinity Fraud: A Hidden Threat to Investors Highlighted by the Wilkinson Family Speaker Series The DOL Elevated Conduct Standards for Retirement Advisors

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The U.S. Department of Labor (DOL) has recently finalized a rule designed to elevate conduct standards […]

by BlogJuly 8 2024 The DOL Elevated Conduct Standards for Retirement Advisors