REIT Archives - Page 2 of 3 - FrankowskiFirm Blog Posts

Frankowski Firm Investigating UDF REITs

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The Frankowski Firm is continuing its investigation into United Development Funding III and IV (UDF) on […]

by Richard FrankowskiFINRA, Fraud, Legal Matters, Press Releases & NewsMarch 2 2016 Texas REIT Subpoenaed Following FBI Raid

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Management of real estate investment trust United Development Funding IV, a hedge fund accused of operating […]

by Richard FrankowskiFraud, Press Releases & News, SECFebruary 22 2016 Texas REIT Offices Raided By FBI

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The FBI raided the office of a Texas REIT, United Development Funding IV, this week. The […]

by Richard FrankowskiFraud, Press Releases & News, SECFebruary 19 2016 Broker Lies About Charging $11M In Commissions For Nontraded REITs and BDCs

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FINRA charged a broker for lying to a Native American tribe about the $11 million in […]

by Richard FrankowskiFINRA, FraudFebruary 9 2016 Top Investor Threats

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The following is a list compiled by the North American Securities Administrators Association of the top […]

by Richard FrankowskiPress Releases & NewsJanuary 22 2016 FINRA December 2015 Disciplinary Actions: Part II

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Wunderlich Securities, Inc. (Memphis, TN) submitted an AWC in which the firm was censured and fined […]

by Richard FrankowskiFINRA, Press Releases & NewsDecember 28 2015 Texas REIT Plummets Following Ponzi Allegations

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Stock in United Development Funding IV has gone into a free fall following a report published […]

by Richard FrankowskiFraud, Press Releases & News, SECDecember 14 2015 AR Capital Halts Creation Of New Nontraded REITs

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AR Capital, the massive real estate investment trust sponsor established by Nicholas Schorsch, will cease creating […]

by Richard FrankowskiPress Releases & NewsNovember 17 2015 Cetera Stops Selling AR Capital REITs

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Cetera Financial Group, which is a network of retail brokerages owned by RCS Capital Corporation, has […]

by Richard FrankowskiPress Releases & NewsNovember 16 2015 FINRA Fines Six IBDs For Failing To Discount Large REIT Sales

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Voya Financial Advisors Inc., Transamerica Financial Advisors Inc. and four other independent broker-dealers failed to give […]

by Richard FrankowskiFINRA, Press Releases & NewsOctober 15 2015