REIT Archives - Page 3 of 3 - FrankowskiFirm Blog Posts
Former Broker, Robert K. Smith, Under Investigationarchive.php
Robert Keith Smith, formerly a broker with Berthel Fisher, has been accused by more than ten […]
by Richard FrankowskiBroker Check, FINRA, Press Releases & NewsAugust 4 2015 LPL Financial Fined $11.7M For ‘Widespread Supervisory Failures’archive.php
FINRA ordered LPL Financial to pay $11.7 million in fines and restitution for what it called […]
by Richard FrankowskiPress Releases & NewsMay 13 2015