Richard Frankowski, Author at FrankowskiFirm - Page 39 of 70 Blog Posts

Whole Foods Alleged To Have Committed Securities Fraud

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A lawsuit brought by a shareholder alleges that Whole Foods committed securities fraud by hiding the […]

by Richard FrankowskiFraud, Press Releases & NewsAugust 13 2015 Nine Charged In $30M Computer Hacking, Securities Fraud

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Nine alleged computer hackers were charged today for their roles in a securities fraud scheme that […]

by Richard FrankowskiFraud, Press Releases & News, SECAugust 12 2015 SEC Slams Door On $114M Ponzi Scheme

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Frederick Alan Voight of Richmond, Texas, a Houston-area businessman promising to prevent car wrecks caused by […]

by Richard FrankowskiFraud, Press Releases & News, SECAugust 11 2015 34 Defendants Charged in Multiple Microcap Securities Manipulation Schemes

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The SEC charged 15 individuals and 19 entities as defendants in a case involving multiple schemes […]

by Richard FrankowskiLegal MattersAugust 10 2015 Merrill Lynch Charged $11 Million for Using Old Data in Short Sales

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Merrill Lynch was charged with using stale data when executing short sale orders.  Merrill Lynch agreed […]

by Richard FrankowskiLegal MattersAugust 7 2015 Accounts Frozen by SEC to Stop Fraudulent Avon Stock Manipulation

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The SEC called for an emergency asset freeze on two accounts, which hold assets of approximately […]

by Richard FrankowskiLegal MattersAugust 6 2015 Computer Sciences Corporation and Officers Charged with Accounting Fraud

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Computer Sciences Corporation and eight former executives were charged with manipulating financial reports and covering up […]

by Richard FrankowskiLegal MattersAugust 5 2015 Former Broker, Robert K. Smith, Under Investigation

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Robert Keith Smith, formerly a broker with Berthel Fisher, has been accused by more than ten […]

by Richard FrankowskiBroker Check, FINRA, Press Releases & NewsAugust 4 2015 Underwriting Firm Charged for Misrepresentations of China-Based Company’s Public Offering

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The SEC charged a brokerage firm, Macquarie Capital Inc., for underwriting a public offering after receiving […]

by Richard FrankowskiLegal MattersAugust 4 2015 SEC Charges 36 Firms for Fraudulent Municipal Bond Offerings

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The SEC filed its first enforcement actions against 36 municipal underwriting firms under the Municipalities Continuing […]

by Richard FrankowskiLegal MattersAugust 3 2015