Agent Sentenced To Five Years In Southern California For Ponzi Scheme
Michael Zuno Zuniga of Fullerton, California was sentenced to five [...]
Ruling Upcoming On Fiduciary Duty For Brokers
Should brokers be required to act in the best interest [...]
Bitcoin Entrepreneurs Urge For More Regulation
Last month, the IRS declared that it would consider bitcoins [...]
According To The SEC, More Than 200 Private-Equity Firms Have Imposed Bogus Fees
The SEC has announced that over half of the private-equity [...]
Statute Of Limitations Extended For Securities Fraud Cases In Alabama
On Tuesday, the Governor of Alabama, Robert Bentley, signed legislation [...]
FINRA Begins Retrospective Rule Review
FINRA issued two new Regulatory Notices recently in order to [...]
What Is Bitcoin?
Digital currencies, like bitcoin, have become popular as an alternative [...]
News Corp, Murdoch Avoid Lawsuit Over Phone Hacking
News Corp and its Chairman, Robert Murdoch, avoided a lawsuit [...]
Dewey Staff’s Guilty Pleas Shine Light On Alleged Fraud
Recently, more details on an alleged scheme to conceal the [...]
Rajat Gupta Loses Appeal On Insider Trading Charges
The United States Court of Appeals for the Second Circuit [...]
SEC Fraud Trial Regarding Texas Tycoon Samuel Wyly Finally To Start
Samuel Wyly, a Texas investor, and the estate of his [...]
Bugatti-Driving 26-Year-Old Linked To Penny-Stock Website
For a number of years, many had wondered who operated [...]
Bank Of America To Pay $9.3 Billion To Settle Mortgage Bond Claims
Bank of America has agreed to pay $9.3 billion to [...]
Arbitrator Lies About Being A Lawyer, Booted
James H. Frank of Santa Barbara, California may have jeopardized [...]