Fraud Archives - Page 14 of 17 - FrankowskiFirm Blog Posts

Pennsylvania Man Charged With Defrauding Investors Out Of $1.2M

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Bernard M. Parker of Indiana, Pennsylvania is charged with defrauding twenty-two investors out of $1.2 million […]

by Richard FrankowskiFINRA, Fraud, Press Releases & News, SECDecember 4 2015 RCAP Shutting Down Wholesaling REIT Division After Fraud Charges, Drop In Sales

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RCS Capital Corp. (“RCAP”) announced this week that it is closing its wholesaling brokerage division following […]

by Richard FrankowskiFraud, Press Releases & NewsDecember 3 2015 Vermont Man Charged By SEC For Operating Ponzi Scheme

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Homero Joshua Garza of Brattleboro, Vermont faces federal charges alleging that he operated a Ponzi scheme […]

by Richard FrankowskiFraud, Press Releases & News, SECDecember 2 2015 Kansas Man Sentenced In Securities Fraud Case

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Paul C. Carageannis of Wichita, Kansas was sentenced to 60 months of probation and ordered to […]

by Richard FrankowskiFraud, Press Releases & NewsNovember 30 2015 FBI Raids PhoenixMart HQ In Securities Fraud Investigation

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The FBI raided the PhoenixMart headquarters last week in northeast Phoenix. Agents swarmed the building at […]

by Richard FrankowskiFraud, Press Releases & NewsNovember 23 2015 New York Financial Adviser Sentences In Massive Ponzi Scheme

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Scott Valente, a 58-year-old stock broker from upstate New York, was sentenced in federal court today […]

by Richard FrankowskiFraud, Press Releases & NewsNovember 20 2015 History Of Investors Capital Corporation’s Malfeasance

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Investors Capital Corporation, a dually-registered independent Broker/Dealer and Investment Advisory firm, has a long history of […]

by Richard FrankowskiFINRA, Fraud, Press Releases & NewsNovember 11 2015 FINRA Issues Investor Alert On IRS Impersonation Scam

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FINRA issued a new investor alert, called Tools of the Fraud Trade: Phones and Emotions, warning investors […]

by Richard FrankowskiFINRA, Fraud, Press Releases & NewsNovember 9 2015 California Man Indicted For Defrauding Alabama Investor

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Daniel Scott Register of Valencia, California was indicted in Calhoun County, Alabama on charges of defrauding […]

by Richard FrankowskiFraud, Press Releases & NewsNovember 2 2015 Texas Man Convicted Of Securities Fraud

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A federal jury on Monday convicted a Rockwall, Texas man of securities fraud arising from an […]

by Richard FrankowskiFraud, Press Releases & NewsOctober 21 2015