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Conspiracy Archives - FrankowskiFirm Blog Posts

FINRA January 2017 Disciplinary Actions

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by Broker Check, FINRA, Fraud, Legal Matters, Press Releases & News, SECJanuary 24 2017 Richard Gearhart & George McKown Charged With Securities Fraud

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Richard Gearhart of Lowell, Indiana and George McKown of Indianapolis, Indiana have been indicted on fraud […]

by Fraud, Press Releases & News, SECJanuary 16 2017 FDA Official And Hedge Fund Managers Charged In Securities Scheme

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According to federal prosecutors, two hedge fund managers–Sanjay Valvani and Christopher Plaford– conspired with a former […]

by Fraud, Press Releases & News, SECJune 16 2016 FL Broker Charged With $131M Scam

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Pranav Patel, a stockbroker from Tamarac, Florida, has been charged in an alleged $131 million stock […]

by Fraud, Press Releases & NewsMay 20 2016 Broker Accused Of Pump-And-Dump Scheme

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Guy Gentile of Putnam Valley, New York allegedly ran a $17 million pump-and-dump stock scheme. Gentile […]

by Fraud, Press Releases & News, SECApril 20 2016 Former Oxford City Football Club Director Pleads Guilty To Fraud

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Thomas A. Guerriero of Hillsboro Beach, Florida pleaded guilty to running a $6.6 million telemarketing and investment […]

by Fraud, Press Releases & News, SECMarch 1 2016 Adviser Loses Job Following Weekend Client Raid

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An arbitration has been filed accusing Oppenheimer & Co. of overstepping its bounds during a three […]

by FINRA, Press Releases & NewsSeptember 21 2015 New York Global Group CEO Charged With Securities Fraud

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Benjamin Wey, a well-known Wall Street financier who assisted many Chinese companies in accessing U.S. markets through reverse […]

by Fraud, Press Releases & News, SECSeptember 11 2015 New Jersey Group Accused Of Defrauding Investors Out Of $3M

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Less than one week after a New Jersey father and son were arrested for an alleged […]

by Fraud, Press Releases & NewsSeptember 9 2015 Stock Promoter Indicted For Alleged Securities Fraud

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Scott F. Gelbard, a former stock promoter, was charged in U.S. District Court in Boston with […]

by Fraud, Press Releases & News, SECSeptember 8 2015