Joseph Borg Archives - FrankowskiFirm Blog Posts

AL Man Charged With $1.5M Securities Fraud Involving Church

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Terry Earl Hester of Pike County, Alabama was charged with violating the Alabama Securities Act after […]

by The Frankowski FirmFraud, Press Releases & NewsJuly 11 2016 3 States Order Elder Financial Abuse Reporting

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As of today, laws in Alabama, Indiana, and Vermont require financial advisers to report suspected financial […]

by The Frankowski FirmFINRA, Fraud, Press Releases & News, SECJuly 1 2016 Financial Advisor For Ex-Alabama Football Player Pleads Guilty To Fraud

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Keith Michael Rogers, a financial advisor from Huntsville, Alabama, pleaded guilty to one count of fraud […]

by The Frankowski FirmFraud, Press Releases & NewsMarch 9 2016 California Man Indicted For Defrauding Alabama Investor

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Daniel Scott Register of Valencia, California was indicted in Calhoun County, Alabama on charges of defrauding […]

by Richard FrankowskiFraud, Press Releases & NewsNovember 2 2015 Texas Man Sentenced For Selling Unregistered Securities To Alabama Investor

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Richard Waskom of McKinney, Texas pleaded guilty to one count of Sale of Unregistered Securities before […]

by Richard FrankowskiPress Releases & NewsOctober 30 2015 Mobile, Alabama Man Arrested For Alleged Securities Violations

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Richard James Tucker of Mobile, Alabama was arrested last week by Baldwin County, Alabama Sheriff’s Department […]

by Richard FrankowskiFraud, Press Releases & NewsOctober 7 2015 Ex-Cypress Creek CEO Pleads Guilty To Securities Fraud

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James Albert Lawhorne, Jr., former CEO of Cypress Creek Organic Farms, Inc., pleaded guilty  in Huntsville […]

by Richard FrankowskiFraud, Press Releases & NewsAugust 19 2015 Alabama Man Sentenced For Ponzi Scheme

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Bryan Anderson, a former broker from Hoover, Alabama, was sentenced yesterday to seven years and three […]

by Richard FrankowskiFraud, Press Releases & NewsAugust 14 2015 Alabama Securities Fraudster’s Assets Intercepted

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The Alabama Securities Commission intercepted $16,000 worth of redeemed stock owned by Harry H. “Woody” Duncan […]

by Richard FrankowskiPress Releases & NewsMay 11 2015