FINRA January 2017 Disciplinary Actions
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Losses In Master Limited Partnerships
The Frankowski Firm, LLC is investigating brokers and their brokerage firms who have recommended and sold investors stock in a Master Limited Partnerships. If you have suffered losses in any of the folling or similar investments, you may have a legal claim to recover those losses:[su_spacer size=”10″] Breitburn Energy Partners (BBEP) Plains All American Pipeline […]
Morgan Stanley Subject Of Arbitration Filed By NC Couple
Two North Carolina investors have filed an arbitration claim with FINRA against Morgan Stanley over unsuitable investments involving the firm’s Cushing MLP High Income Exchange Traded Note. The married couple, who are retirees in their sixties, are accusing the brokerage firm of common law fraud, negligence, breach of fiduciary duty, negligent supervision, and failure to […]
Frankowski Firm Investigating Raymond James MLP Recommendations
The Frankowski Firm, LLC is investigating Raymond James’ potentially inappropriate recommendations of oil and gas and commodities related investments. Investors may have legal recourse because of unsuitable recommendations by their broker to invest in this speculative and volatile area. Raymond James has served as an underwriter for many master limited partnership (MLP) deals, and their […]
Worst May Be Yet To Come For Energy MLPs
Investors in energy-focused master limited partnerships could be understood crying for mercy. The sector rebounded late last week, but the midstream benchmark Alerian MLP index is still down a brutal 16% in January, and 46% for the past year. The problem here, as with global markets, is falling crude-oil prices. In good times, MLPs do […]
Rapid Price Decline Closes Two Leveraged MLP ETNs
Declining oil prices have victimized two leveraged exchange traded notes (“ETNs”) tracking master limited partnerships (“MLPs”). UBS Investment Bank announced the closing of ETRACS 2xMonthly Leveraged Long Alerian MLP Infrastructure Index ETN (NYSEArca: MLPL) and ETRACS 2x Monthly Leveraged S&P MLP Index (NYSEArca: MLPV). MLPV “will be mandatorily redeemed in accordance with the terms of […]
Risks Associated With Investing In Master Limited Partnerships
Master limited partnerships (“MLPs”) are complex investment vehicles that have become massively popular in the past few years during the low interest rate environment. A MLP is a publicly traded limited partnership with two types of partners: the general partner, who is responsible for managing the MLP and is compensated for performance, and the limited partner, […]
