Pump-And-Dump Archives - FrankowskiFirm Blog Posts

SEC: Meyers Associates, L.P. Ignored Pump-And-Dump Scheme

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The SEC announced administrative proceedings against John D. Telfer, who worked for Meyers Associates, L.P. as […]

by Richard FrankowskiFraud, Legal Matters, Press Releases & News, SECFebruary 2 2017 FINRA January 2017 Disciplinary Actions

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by Richard FrankowskiBroker Check, FINRA, Fraud, Legal Matters, Press Releases & News, SECJanuary 24 2017 Promoter Pleads Guilty To Pump-And-Dump Scheme

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Greg Mulholland, a penny-stock promoter, pleaded guilty to conspiring to manipulate stocks and laundering over $250 […]

by The Frankowski FirmFraud, Press Releases & NewsMay 19 2016 Broker Accused Of Pump-And-Dump Scheme

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Guy Gentile of Putnam Valley, New York allegedly ran a $17 million pump-and-dump stock scheme. Gentile […]

by The Frankowski FirmFraud, Press Releases & News, SECApril 20 2016 BD Owner Indicted In Pump-And-Dump Scheme

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Guy Gentile, the owner of a New York broker-dealer, has been charged with fraudulently inflating the […]

by The Frankowski FirmFraud, Press Releases & NewsMarch 24 2016 FINRA Warns Investors About Messaging Apps

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FINRA issued an investor alert yesterday, titled Messaging Apps Are Latest Platform for Delivering Pump-and-Dump Schemes. In […]

by Richard FrankowskiFINRA, Press Releases & NewsSeptember 3 2015