About Richard Frankowski

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So far Richard Frankowski has created 562 blog entries.

Former Broker Charles Fackrell and LPL Financial, LLC to Pay $462,000 Arbitration award

Stock broker Charles Fackrell, of Yadkinville, North Carolina, used to work for LPL Financial, LLC. He was permanently barred by FINRA in February 2015, after he failed to cooperate in FINRA’s investigation into claims against him. He was also convicted of criminal charges for running a Ponzi scheme. Now, LPL Financial, LLC has been ordered to pay $462,000 in an arbitration award. If you invested your money with LPL Financial, LLC, or with Charles Fackrell, you may be entitled to damages. Please read on for more information about how the Frankowski Firm can help.

FINRA Bars MML Investors Services Broker Brian Michael Travers for Failure to Cooperate with Investigation

MML Investors Services Broker Brian Michael Travers has been barred by FINRA for failing to cooperate with their investigation into claims of undisclosed outside business activities and private securities transactions. MML has been censured, sanctioned and fined for its tactics with investors. If you are a Long Island investor who worked with MML Investor Services or with stock broker Brian Michael Travers, you may be able to make a claim. We invite you to learn more.

Aequitas Capital Management in Oregon Facing SEC Charges for $350 Million Ponzi Scheme

The SEC has charged Aequitas Capital Management and a number of its executives with allegedly running a Ponzi scheme, which could have defrauded Oregon investors out of $350 million. The Frankowski Firm is actively pursuing cases on behalf of investors in Oregon who have sustained significant losses. If you invested your money with Aequitas Capital Management, we invite you to learn more about the charges.