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BH&F RANKED 2ND IN THE COUNTRY IN SECURITIES ARBITRATION

October 5 2012

Dynamic Securities Analytics, Inc. released their nationwide rankings for the first two quarters of 2012. The […]

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JP MORGAN SUED BY NY ATTORNEY GENERAL

October 3 2012

In the first suit to be filed under RMBS Working Group, JP Morgan has been served […]

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Burke Harvey & Frankowski LLC Announces Investigation of Ancestry.com Inc.

September 4 2012

The Frankowski Firm, LLC announces the commencement of an investigation into Ancestry.com Inc., (“Ancestry.com” or the […]

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BURKE HARVEY & FRANKOWSKI INVESTIGATE DUKE ENERGY CORPORATION

July 12 2012

The Frankowski Firm, LLC announces the commencement of an investigation into Duke Energy Corporation, (“Duke” or […]

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FUTURES BROKERAGE FIRM MISSING $200 MILLION

July 10 2012

A day after the chairman and CEO of Peregrine Financial Group attempted to commit suicide outside […]

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JPMORGAN FAVORING OWN FUNDS OVER INVESTORS’ NEEDS

July 10 2012

Brokers at JPMorgan were encouraged to sell customers JPMorgan’s own funds, even if there were more suitable […]

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ASSETS OF MISSING GEORGIA INVESTOR FROZEN BY SEC

July 9 2012

The assets of Aubrey Lee Price, the missing Georgia investor charged with a $40 million dollar investment […]

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AGENCIES ON BOTH SIDES OF THE ATLANTIC INVESTIGATE BANK SCANDALS

July 9 2012

In the aftermath of the Barclays scandal, United States and British Lawmakers are cracking down on […]

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FERC PROBES JPMORGAN AMIDST ALLEGATIONS OF MARKET MANIPULATION

July 9 2012

Yet another agency is looking into the dealings of JPMorgan. The United States Federal Energy Regulatory […]

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SEC SUES HEDGE FUND MANAGER

July 7 2012

The Los Angeles Times reported that Philip Falcone and his firm, Harbinger Capital Partners, are facing […]

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BEAR STEARNS $275 MILLION SETTLEMENT REACHED

July 5 2012

Bear Stearns has been ordered to pay $275 Million dollars to investors that lost money with […]

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BURKE HARVEY & FRANKOWSKI INVESTIGATE EATON

July 3 2012

The Frankowski Firm LLC announces the commencement of an investigation into Eaton Corporation (“Eaton” or the […]

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SEC ADOPTS NEW FINRA COMMUNICATION RULE

July 3 2012

The SEC has adopted the FINRA communication rule, which has some noticeable changes from the previous NASD […]

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MORGAN KEEGAN TO PAY OVER $630,000 AFTER DEPT. OF LABOR FINDS PENSION RULE VIOLATION

June 27 2012

Morgan Keegan agreed to pay over $630,000 to 10 ERISA pension plans after an investigation by […]

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11TH CIRCUIT REINSTATES SEC’S AUCTION RATE ACTION AGAINST MORGAN KEEGAN

June 26 2012

The Eleventh Circuit reinstated an SEC enforcement action against Morgan Keegan & Co., holding that the Northern […]

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