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FINRA’S NEW RULES REQUIRE BROKER CHANGES AND NEW STRATEGIES

June 26 2012

A recent Reuters.com articleĀ explains the complex details of the new two FINRA rules coming into effect […]

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FINRA TO LAUNCH NEW ARBITRATION PROGRAM

June 26 2012

According to a recent Reuters.com article, July 2, 2012 will be the launch date for a […]

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SEC CHARGES ASTROLOGER IN PONZI SCHEME

June 26 2012

According to a Business Standard.com article, former broker GurudeoĀ PersaudĀ based investments off the lunar cycle.Ā  PersaudĀ used an […]

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GOLDMAN SACHS DISCLOSURE FRAUD CASE TO CONTINUE

June 25 2012

A Federal District Court Judge in Manhattan refused to dismiss the investor lawsuit alleging that Goldman […]

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ARBITRATORS ORDER MORGAN KEEGAN TO REPAY OVER $470,000 TO INVESTORS

June 22 2012

Morgan Keegan must repay over $470,000 in financial losses of a group of RMK Fund investors, […]

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BURKE HARVEY & FRANKOWSKI INVESTIGATE ALPHA NATURAL RESOURCES

June 4 2012

The Frankowski Firm, LLC announces the commencement of an investigation into Alpha Natural Resources, Inc. (“ANR” […]

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SEC AND FINRA INTRODUCE ADJUSTMENTS TO US TRADING CURBS

June 4 2012

TheĀ SEC approved two proposals to alter trading curbs meant to curtail volatility in the U.S. stock […]

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11TH CIRCUIT REINSTATES SEC’S FRAUD CLAIM AGAINST MORGAN KEEGAN

June 1 2012

Atlanta Investment Fraud Attorneys At The Frankowski Firm, we stand as a beacon of trust and […]

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THE VOLCKER RULE AND RESTRICTING BANKS

May 31 2012

The Volcker RuleĀ restricts the ability of federally insured banks to trade for their own benefit, according […]

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SEC OPENS INVESTIGATION INTO JP MORGAN’S 2 BILLION DOLLAR LOSS

May 30 2012

The SEC has opened a preliminary investigation into the accounting practices of JP Morgan as well […]

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MORGAN STANLEY FACING INVESTIGATION OVER DOWNGRADE OF FACEBOOK

May 22 2012

According to a recent Atlantic Wire article, Morgan Stanley, JP Morgan and Goldman Sachs, the three […]

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MORGAN KEEGAN REP BARRED FOR LIFE

May 15 2012

A Morgan Keegan broker has beenĀ barred from the industry by FINRA, according to an articleĀ on onwallstreet.com. […]

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FINRA SANCTIONS FOUR FIRMS $9.1 MILLION OVER ETF SALES

May 2 2012

According to a FINRA press releaseĀ Morgan Stanley, UBS, Wells Fargo and Citigroup have all been fined […]

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BURKE HARVEY & FRANKOWSKI INVESTIGATE DEMAND MEDIA

April 19 2012

Atlanta Investment Fraud Attorneys At The Frankowski Firm, we stand as a beacon of trust and […]

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RAYMOND JAMES DISMISSES 200 IN MORGAN KEEGAN PURCHASE

April 5 2012

Atlanta Investment Fraud Attorneys At The Frankowski Firm, we stand as a beacon of trust and […]

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