Press Releases & News Archives - Page 7 of 44 - FrankowskiFirm Blog Posts

Medical Capital COO Gets 10 Years For Ponzi Scheme

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Joseph J. Lampariello, the former president and Chief Operating Officer of Medical Capital Holdings Inc., was […]

by The Frankowski FirmFraud, Press Releases & News, SECJune 27 2016 Merrill Lynch Settles SEC Charges, Will Pay $415M

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Merrill Lynch has agreed to pay $415 million and admit wrongdoing to settle charges filed by […]

by The Frankowski FirmPress Releases & News, SECJune 23 2016 FINRA Suspends Former LPL Broker

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FINRA has suspended former LPL Financial broker and supervisor Peter Neuberg for six months and has […]

by The Frankowski FirmBroker Check, FINRA, Press Releases & NewsJune 22 2016 NFL And MLB Athletes Victim Of $30M Fraud

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Three professional athletes–Denver Broncos’ quarterback Mark Sanchez, San Francisco Giants’ pitcher Jake Peavy, and former major […]

by The Frankowski FirmFraud, Press Releases & News, SECJune 21 2016 MassMutual Settles 401(k) Suit For $31M

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Massachusetts Mutual Life Insurance Co. has agreed to a nearly $31 million settlement in an excessive-fee […]

by The Frankowski FirmPress Releases & NewsJune 17 2016 Trader Accused Of $23M Investor Fraud

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Haena Park, a New York foreign exchange trader, has been charged with investor fraud, claiming her […]

by The Frankowski FirmFraud, Press Releases & News, SECJune 17 2016 FDA Official And Hedge Fund Managers Charged In Securities Scheme

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According to federal prosecutors, two hedge fund managers–Sanjay Valvani and Christopher Plaford– conspired with a former […]

by The Frankowski FirmFraud, Press Releases & News, SECJune 16 2016 Philadelphia Broker Pleads Guilty To Fraud

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William Bucci, a former stockbroker from Philadelphia, Pennsylvania, pleaded guilty to securities fraud and related charges […]

by The Frankowski FirmBroker Check, FINRA, Fraud, Press Releases & NewsJune 15 2016 FINRA Bars Broker Over Private Securities Transactions

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Former broker Brian Smit entered a Letter of Acceptance, Waiver, and Consent, accepting a bar from […]

by The Frankowski FirmFINRA, Press Releases & NewsJune 14 2016 Nebraska Advisor Accused of $1M Fraud, Commits Suicide

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Jerome “Joe” Bonnett, a longtime financial advisor from Omaha, Nebraska who was accused by state officials […]

by The Frankowski FirmFraud, Press Releases & NewsJune 10 2016